- TD Bank (Charlotte, NC)
- …banking sector. + Deep knowledge and experience of internal controls over financial reporting + Strong understanding of SOX 404 and FDICIA regulatory ... with various stakeholders and team members as required. The Financial Controls team is a newly established...frameworks (eg, + Provides training, guidance, and support to process/ control owners on SOX requirements and best… more
- TD Bank (Charlotte, NC)
- …banking sector. + Deep knowledge and experience of internal controls over financial reporting + Strong understanding of SOX 404 and FDICIA regulatory ... and advice to various internal and external stakeholders. The Financial Controls team is a newly established...frameworks (eg, + Provides training, guidance, and support to process/ control owners on SOX requirements and best… more
- Comerica (Detroit, MI)
- Job Description Senior Manager of Financial Controls ...the SOX program. Act as a change manager for continual improvement of the internal control ... corporate functions, technology, and the second and third lines of defense. The Senior Manager , Financial Controls is responsible for the management and… more
- Manulife (Boston, MA)
- Reporting to the Senior Director of US and Group Functions Division Controls , the Manager , SOX Controls plays a key role in the management of US Segment ... day-to-day execution of financial control procedures within the operations areas,...includes: SOX & MAR coordination Design of controls and best practices Liaison with operational financial… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Audit and Risk) to evaluate and report on the adequacy and effectiveness of IT SOX controls + Work closely with the IT Technology Risk and Assurance team ... searching for a new team member to join our SOX & 17a-5 Controls Team in St....control disciplines and a solid business understanding of Financial Services products and services highly preferred + Excellent… more
- Capital One (Mclean, VA)
- …and control environments, report results, and evaluate Sarbanes Oxley ( SOX ) controls within the Technology organization. Your contributions will drive ... Senior Associate, Technology SOX Controls Testing & Automation (ES...control design, process improvements and remediation of ineffective controls + Help oversee and manage the Technology … more
- Honeywell (Morris Plains, NJ)
- …impact the company's internal controls , including development and monitoring of SOX controls for acquisitions. * Identify projects to ensure continuous ... As a Director of Internal Controls ( SOX ), you will play a...crucial role in ensuring the effectiveness of our internal control environment. Reporting to the Chief Financial … more
- TECO Energy (Tampa, FL)
- …risk assessment exercises and oversee the SOX compliance processes and control design, including implementing internal controls . Evaluates the adequacy of ... prior to finalization. 4. Oversee SOX compliance processes and control design, including implementing internal controls , best practices to identify… more
- Truist (Miami, FL)
- …documentation, obtaining reasonable assurance of the effectiveness of Truist's system internal controls over financial reporting through control design and ... on the effectiveness of internal control over financial reporting. Determines in-scope controls , applications, models,...participate in SOX walkthroughs and/or process, risk, control discussions to ensure that key controls ,… more
- Kemper (Chicago, IL)
- …of the key controls identified by management and managing the overall SOX program. This Senior Manager role will work independently and/or participate as ... (ITGC) relevant to Internal Controls over Financial Reporting. This Senior Manager role will...preferred) + Solid understanding of SOX 404 Controls , risk assessment, and control deficiency evaluation… more