- Capital One (Mclean, VA)
- Audit Director, Financial Crimes Compliance **Overview:** Capital One's Audit function is a dedicated group of professionals focused on delivering top- ... quality assurance services to the organization's Audit...of our Audit team. As a member of the Financial Crimes Compliance (FCC) Audit...team. As a member of the Financial Crimes Compliance (FCC) Audit team, the candidate… more
- Capital One (Charlotte, NC)
- Senior Staff Auditor, Financial Crimes Compliance (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering top- ... quality assurance services to the organization's Audit...self-motivated Senior Auditor interested in becoming part of our Financial Crimes Compliance (FCC) Audit… more
- Capital One (Charlotte, NC)
- Principal Auditor (Experienced Senior Auditor), Financial Crimes Compliance Capital One's Audit function is a dedicated group of professionals focused on ... delivering top- quality assurance services to the organization's Audit...self-motivated Principal Auditor interested in becoming part of our Financial Crimes Compliance (FCC) Audit… more
- Intuit (Mountain View, CA)
- …applicable US laws and regulations including BSA, USA PATRIOT Act, FinCEN guidance, and financial crimes compliance . + Experience using internal and external ... providing guidance to product and or business partners on financial crimes compliance risks associated...+ Serve as a Team Lead, providing direct guidance, quality assurance , and oversight to AML/BSA investigators.… more
- Mizuho Corporate Bank (New York, NY)
- …Summary The successful candidate will join the centralized Financial Crime Compliance Quality Assurance (FCC QA ) team within the Financial Crime ... risk and make recommendations on operational improvements, processes for compliance , quality assurance and any...as needed. Qualifications + 1+ years of exposure to Financial Crimes Compliance or related… more
- American Express (Salt Lake City, UT)
- …to strengthen the BU's financial crime risk framework Work with 2LOD Global Financial Crimes Compliance (GFCC) and 1LOD Financial Crimes ... Qualifications:** 10 Years experience in risk management with deep understanding of financial crimes and compliance risk, including AML, sanctions,… more
- MUFG (Irving, TX)
- …provide more details. The Americas Global Financial Crimes Division (GFCD) Quality Assurance ( QA ) team organizationally resides within the Global ... Financial Crimes Compliance (FCC) Program Management. GFCD works...Execution function, including meeting target dates and deadlines. + Quality of output by the Americas GFCD QA… more
- Wells Fargo (Charlotte, NC)
- …Business Execution Consultant** to join the **Shared** **Service Operations Quality Assurance Group supporting Financial Crimes team initiatives.** Learn ... are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes… more
- TIAA (Dallas, TX)
- ** Financial Crimes Compliance Associate - EDD** This job supports TIAA's Financial Crimes Compliance (FCC) program to ensure that organizational ... functions are in compliance with all relevant laws, regulations, and policies and...Work **Career Level** 6IC **REQUIRED:** + 2+ years of financial crimes experience within the financial… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of Quality Assurance & Control covering Anti-Money Laundering (AML) & Financial Crimes Management (FCM) is responsible for leading a team of managers who ... oversee Quality Assurance ( QA ) and ...oversee Quality Assurance ( QA ) and Quality Control...in place to uphold the integrity, accuracy, and regulatory compliance of the financial crimes -related… more