- Raymond James Financial, Inc. (Pittsburgh, PA)
- **Summary of the** **Position:** The First LOD Risk Manager will report to the SVP Bank Operations and will have responsibility for ensuring effective ... internal controls. **Primary Functions of the** **Position:** + Establish first line of defense monitoring and oversight + Support...line of defense monitoring and oversight + Support of risk assessments and 3rd LOD control testing… more
- Citigroup (Tampa, FL)
- …the Operational and Third-Party Risk Lifecycle, advocating for a comprehensive risk management methodology. + Lead oversight of first Line of Defense ... Individuals in Operational Risk establish and manage operational risk policies, propose strategies, and governance processes designed to minimize losses from… more
- BMO Financial Group (Chicago, IL)
- …maintenance and administration of first line of defense (1st LOD ) programs (eg, operational risk , AML, compliance, regulatory, etc.), including ... to ensure adherence and efficiency. Contributes to a strong risk management culture through collaboration with other first...and provides regular updates. + May establish/manage a 1st LOD control group to oversee business/group adherence to the… more