• Fixed Income Compliance…

    MUFG (New York, NY)
    …of compliance with a focus on advisory and policy development. + 5+ years of Fixed Income Compliance experience + Strong knowledge of FINRA, SEC, NFA and ... details. Our ideal candidate will possess a strong understanding of regulatory compliance , risk management, and business operations. This role requires someone who… more
    MUFG (06/08/25)
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  • Global Fixed Income Business Manager…

    JPMorgan Chase (New York, NY)
    …such as Control Management, Compliance , Legal, Risk and Technology. As a Global Fixed Income Business Manager Associate within the GFICC group, you will be a ... opening for an Associate Business Manager in the Global Fixed Income , Currency and Commodities (GFICC) group...trusted advisor to Business/Group Heads, assisting in identifying, escalating, and… more
    JPMorgan Chase (07/17/25)
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  • Corporate and Investment Bank Fixed…

    Wells Fargo (Charlotte, NC)
    **About this role:** Wells Fargo is seeking a Corporate and Investment Bank Fixed Income Capital Markets - Senior Assistant VP (Senior Business Execution ... career areas and lines of business at wellsfargojobs.com . Fixed Income Capital Markets within CIB has...partners across the organization and serves as a trusted advisor in establishing business priorities, partnering with the broader… more
    Wells Fargo (07/29/25)
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  • Fixed Income Quantitative Analyst…

    PNC (Baltimore, MD)
    …Registered Investment Advisor (RIA) that specializes in managing taxable fixed income portfolios for institutional clients. Investment strategies range from ... valued and have an opportunity to contribute to the company's success. As a Fixed Income Quantitative Analyst within the PNC Capital Advisors organization, you… more
    PNC (08/02/25)
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  • Marketing Strategist, Advisor Education

    Wellington (Boston, MA)
    …and span nearly all segments of the global capital markets, including equity, fixed income , multi-asset, and alternative strategies. As a private partnership ... our perspectives with those of our clients. **About the Role** **Position** The Advisor Education Marketing Strategist will bring a unique set of skills and… more
    Wellington (06/28/25)
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  • Advisor Consultant

    Neuberger Berman (Dallas, TX)
    …business development skills; existing Cross-Channel relationships a plus + Strong fixed income /ETF background with a fundamental understanding of alternatives ... The Cross-Channel Advisor Consultant is responsible for furthering the growth...March 31, 2025) across a range of strategies-including equity, fixed income , quantitative and multi-asset class, private… more
    Neuberger Berman (07/14/25)
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  • Advisor Consultant, Northern

    Neuberger Berman (FL)
    …assets (as of March 31, 2025) across a range of strategies-including equity, fixed income , quantitative and multi-asset class, private equity and hedge funds-on ... The Advisor Consultant is responsible for creating new relationships...Specialists, ETF Strategists, and other members of distribution, legal, compliance , and investments. + Maintain knowledge of Neuberger Berman… more
    Neuberger Berman (07/22/25)
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  • Financial Advisor Senior

    City National Bank (New York, NY)
    …all required account documentation is collected and completed. * For Directed Fixed Income portfolios, monitor for corporate and municipal bond concentrations ... *FINANCIAL ADVISOR SENIOR* WHAT IS THE OPPORTUNITY? The Senior...review materials at client meetings. * Risk Management and Compliance * Keep current on client's financial information while… more
    City National Bank (08/07/25)
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  • Advisor , Supervision- Packaged Products

    Raymond James Financial, Inc. (Denver, CO)
    …category includes but is not limited to mutual funds, UITs, exchange traded products and fixed income . Some guidance is provided to perform varied work that is ... to ensure adherence to securities industry regulations and limit firm liability. An Advisor for the Packaged Products team would be expected to analyze various … more
    Raymond James Financial, Inc. (05/14/25)
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  • Advisor , Finance and Accounting (Treasury)

    Oriental Bank (San Juan, PR)
    …business periodicals; comprehend technical procedures, government regulations and reports, fixed income portfolio management, forecast planning, investment ... The Advisor , Finance and Accounting (Treasury) assist in overseeing...liquidity needs by monitoring and forecasting liquidity levels in compliance with internal policies and regulatory guidelines. + Support… more
    Oriental Bank (07/26/25)
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