- Fannie Mae (Washington, DC)
- …to one or more areas within credit, interest rate, counterparty credit risk, and/or fixed income valuation in the financial services industry * Adept at ... role. * THE IMPACT YOU WILL MAKE The* Model Risk Business Process QA Reviewer - Advisor *role will offer you the flexibility to make each day your own, while working… more
- Neuberger Berman (Philadelphia, PA)
- …client assets (as of September, 2025) across a range of strategies-including equity, fixed income , quantitative and multi-asset class, private equity and hedge ... The Advisor Consultant is responsible for creating new relationships...Specialists, ETF Strategists, and other members of distribution, legal, compliance , and investments + Maintain knowledge of Neuberger Berman… more
- Neuberger Berman (New York, NY)
- …partner and escalation point for all Investment Teams, including Equities, Fixed Income , Loans, Liquidity, and Multi-Asset strategies across workflows, ... client assets (as of September, 2025) across a range of strategies-including equity, fixed income , quantitative and multi-asset class, private equity and hedge… more
- Midland States Bank (St. Louis, MO)
- …holdings to clients and prospects. Serves as a subject matter for equities, fixed income , alternative investments, and/or annuity solutions. Stays abreast of ... Provides a high level of support to the Registered Investment Advisor (RIA) advisory group, assessing complex client portfolios and making recommendations… more
- MUFG (New York, NY)
- …of compliance with a focus on advisory and policy development. + 5+ years of Fixed Income Compliance experience + Strong knowledge of FINRA, SEC, NFA and ... details. Our ideal candidate will possess a strong understanding of regulatory compliance , risk management, and business operations. This role requires someone who… more
- PNC (Chicago, IL)
- …Registered Investment Advisor (RIA) that specializes in managing taxable fixed income portfolios for institutional clients. Investment strategies range from ... valued and have an opportunity to contribute to the company's success. As a Fixed Income Quantitative Analyst within the PNC Capital Advisors organization, you… more
- Citigroup (Getzville, NY)
- …operations and end results + Assist with overseeing the risk control environment, compliance efforts to follow policies and procedures and keep abreast of Citi's ... clients and internal operations groups + Serve as an advisor and coach to new or junior level staff...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Bank of America (New York, NY)
- …experience managing a successful book of business. + Expertise in trading equities, fixed income , derivatives, and alternative assets as well as complex trading ... Brokerage Services Financial Advisor New York, New York **To proceed with...the Merrill Lynch Global Wealth and Investment Branch Office Compliance Manual. This position is subject to SAFE Act… more
- City National Bank (New York, NY)
- …all required account documentation is collected and completed. * For Directed Fixed Income portfolios, monitor for corporate and municipal bond concentrations ... *FINANCIAL ADVISOR SENIOR* WHAT IS THE OPPORTUNITY? The Senior...review materials at client meetings. * Risk Management and Compliance * Keep current on client's financial information while… more
- CIBC (Chicago, IL)
- …Have a strong understanding of global financial markets, including equities, fixed income , and alternative investments. + **Analytical expert:** Demonstrate ... visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What you'll be doing** As a **Wealth Advisor ** in CIBC Wealth Management's Chicago office, you will play a… more
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