- Citizens (San Francisco, CA)
- …corporate finance, equity research, and sales and trading. Job Description We are seeking a Compliance Officer for our Fixed Income Sales & Trading team. ... 7 required; Series 24 and 57 preferred. + 2 to 5 years' experience in Fixed Income Sales & Trading compliance at a FINRA registered broker dealer. + In-depth… more
- Charles Schwab (Phoenix, AZ)
- …solutions, to both retail and registered investment advisor (RIA) clients. Within WAS, the Senior Manager , Fixed Income Offer Management will be a part of ... growing a key revenue stream for Schwab. The **Senior Manager , Fixed Income Offer Management**...+ Partnering closely with sales, service, technology, marketing, digital, compliance , and legal counsel to plan and execute important… more
- BlackRock (New York, NY)
- …The Customized Core and Short Duration team within BlackRock's Fundamental Fixed Income platform is seeking a portfolio manager to assist with this $90bn ... book of business. These portfolios invest across the spectrum of fixed income assets including government bonds, investment grade and high yield credit, Agency… more
- BMO Financial Group (New York, NY)
- …arrangement - 3 days in the office each week is the expectation Our team is growing its Fixed Income Compliance team in New York with a focus on FINRA and ... Ideal candidate will assist in the implementation, maintenance and administration of the Fixed Income compliance program. Coordinate and performs risk… more
- Citigroup (New York, NY)
- …+ Bachelor's degree/University degree or equivalent experience + Master's degree preferred The Fixed Income (FI) Electronic Trading Technology team is seeking a ... The Applications Development Senior Group Manager is a senior management level position responsible...to develop service oriented applications + Knowledge of any Fixed income financial products (eg Rates, Currencies,… more
- PNC (Cleveland, OH)
- …valued and have an opportunity to contribute to the company's success. As a Fixed Income Quantitative Analyst within the PNC Capital Advisors organization, you ... is a Registered Investment Advisor (RIA) that specializes in managing taxable fixed income portfolios for institutional clients. Investment strategies range from… more
- Citigroup (Getzville, NY)
- The Securities & Derivatives Group Manager is a senior management level position responsible for accomplishing results through the management of a team or department ... operations and end results + Assist with overseeing the risk control environment, compliance efforts to follow policies and procedures and keep abreast of Citi's… more
- RTX Corporation (Cedar Rapids, IA)
- …Flight Management and Controls department as a Product Owner for our military Fixed Wing programs. These programs include E-2D, C-130, AWACS, HC-144, KC-135, P-3, ... be onsite in Cedar Rapids, Iowa. As a product owner for FM&C components on Fixed Wing programs, you will collaborate closely with the various platform teams and our… more
- Zayo (Denver, CO)
- …Director of Global Income Tax - US, our Income Tax Senior Manager will manage the compliance and reporting process for all US jurisdictions, encompassing ... healthcare and other large enterprises. Zayo is seeking an Income Tax Senior Manager to join our...jurisdictions. + Manage the relationship with our co-sourced tax compliance partner. + Review income tax workpapers… more
- KeyBank (Brooklyn, OH)
- **Location:** 4900 Tiedeman Road, Brooklyn Ohio The Sr Compliance Manager plays a critical role in independently measuring, monitoring, and assessing risks ... the risk management of a diverse range of investment products-including equities, fixed income , alternative funds, and managed solutions-offered by Key Private… more
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