- Raymond James Financial, Inc. (Memphis, TN)
- …and Responsibilities** + Creates, enhances and maintains the infrastructure to support business operations within Fixed Income Capital Markets. + Interprets ... procedures used in the securities industry. + Principles of banking and finance operations . + Financial markets and products. **Skill in** + Organization + Attention… more
- Charles Schwab (Phoenix, AZ)
- …and solutions, to both retail and registered investment advisor (RIA) clients. Within WAS, the Senior Manager, Fixed Income Offer Management will be a part ... while growing a key revenue stream for Schwab. The ** Senior Manager, Fixed Income Offer...market growth opportunities, and improve internal business processes and operations . This role will drive forward the roadmap for… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will ... provide compliance advisory services primarily for Fixed Income securities, including corporate bonds, convertible bonds, agency bonds, municipal bonds, and US… more
- Scotiabank (New York, NY)
- Senior Analyst, MCM - Fixed Income Middle Office **Requisition ID:** 231353 **Salary Range:** 69,400.00 - 129,000.00 _Please note that the Salary Range shown ... & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious… more
- BMO Financial Group (New York, NY)
- …- 3 days in the office each week is the expectation Our team is growing its Fixed Income Compliance team in New York with a focus on FINRA and SEC broker-dealer ... are looking for someone to work closely with the Fixed Income , Currencies, and Commodities ("FICC") LOBs...regulatory risk appetite based on an understanding of business operations and stakeholder needs. + Consult on new products,… more
- S&P Global (New York, NY)
- …Level (for internal use):** 12 **S&P Dow Jones Indices** **The Role:** Associate Director, Fixed Income Product Management **The Firm** S&P Global is at the ... investment strategies. With a diverse range of solutions, including fixed income , equity, and ESG indices, S&P...Jones indices and our clients + Regular interaction with senior internal stakeholders and clients to develop new strategies… more
- Nuveen Investments (Chicago, IL)
- …performance. + Prepare equity research reports and recommendations for portfolio managers and senior analysts. + Analyze fixed income instruments, including ... is organized by asset class, providing specialized expertise within municipals, taxable fixed income , equities, and public real assets. Client Portfolio… more
- Mizuho Corporate Bank (New York, NY)
- We are seeking a seasoned professional with deep expertise in Fixed Income operations to join our team as an Assistant Vice President or Vice President. This ... and settlement. + Client Relationship Management Serve as a senior point of contact for client inquiries across email,...Minimum 5+ years of experience in Fixed Income trade support or related operations +… more
- T. Rowe Price (Baltimore, MD)
- …with portfolio managers or senior -level persons. + Experience with high yield or fixed income private placements or private credit + Progress towards an MBA, ... experience, we provide investment solutions and a broad range of equity, fixed income , and multi-asset capabilities to individuals, advisors, institutions, and… more
- SMBC (Charlotte, NC)
- …the Quality Engineering strategy for Back Office applications supporting Fixed Income trading. + Partner with Technology, Operations , Risk, and Compliance to ... highly experienced Director of Quality Engineering to lead our Fixed Income Back Office testing function. This...Ability to engage with Front Office, Back Office, Risk, Operations , and Regulators at senior levels. +… more