• Head of Wealth Remediation

    TD Bank (Boston, MA)
    …details for this role. **Line of Business:** TD Wealth **Job Description:** The Head of Wealth Remediation is responsible for expanding and managing ... **Work Location:** New York, New York, United States of America **Hours:** 40...oversight program for the first line of defense in Wealth by partnering with US Wealth more
    TD Bank (08/28/25)
    - Related Jobs
  • Head of Business Control & Governance…

    Neuberger Berman (New York, NY)
    ** Head of Business Control & Governance - Private Wealth ** **Location:** New York, NY **Department:** Private Wealth Management (PWM) **Reports to:** Head ... to lead the Business Control & Governance function within our Private Wealth business who will be responsible for overseeing the development and maintenance… more
    Neuberger Berman (09/09/25)
    - Related Jobs
  • Operational Risk Head of Data Risk Center…

    Citigroup (Tampa, FL)
    …Family:** Operational Risk **Time Type:** Full time **Primary Location:** Tampa Florida United States **Primary Location Full Time Salary Range:** $250,000.00 - ... and aggregation of operational risk. Its mandate covers all business lines ( US Personal Banking, Global Wealth Management, Markets, Services, Banking, Global… more
    Citigroup (08/14/25)
    - Related Jobs
  • America's Head of Financial Services…

    S&P Global (New York, NY)
    …This role is limited to persons with an indefinite right to work in the United States ._ _All employees are required to work from the office a minimum ... - https://www.dol.gov/sites/dolgov/files/ofccp/pdf/pay-transp\_%20English\_formattedESQA508c.pdf 10 - Officials or Managers (EEO-2 Job Categories- United States of America), SLSGRP102 - Senior… more
    S&P Global (08/30/25)
    - Related Jobs
  • Head of Data Risk Appetite Oversight…

    Citigroup (Getzville, NY)
    …Operational Risk **Time Type:** Full time **Primary Location:** Getzville New York United States **Primary Location Full Time Salary Range:** $170,000.00 - ... and aggregation of operational risk. Its mandate covers all business lines ( US Personal Banking, Global Wealth Management, Markets, Services, Banking, Global… more
    Citigroup (09/04/25)
    - Related Jobs
  • Senior Compliance Director, Head

    Vanguard (Malvern, PA)
    …of 10 years of leadership experience supporting retail brokerage and wealth management businesses. Broad knowledge and experience with broker-dealer regulations is ... state regulations will complement the required skills. As a trusted leader, the Head of Brokerage Oversight Compliance, will also provide strategic direction to a… more
    Vanguard (09/10/25)
    - Related Jobs
  • Director, Controls and Governance (Advice…

    Vanguard (Malvern, PA)
    …within the Advice and Wealth Management (AWM) Division. Reporting to the AWM Head of Controls and Governance, this leader will build and lead a team that ... system of controls . Conduct root cause analysis and remediation when controls fail, or gaps are identified. Establish...Awareness: Develop and maintain knowledge and awareness of the wealth and investment industry, risk and control practices, and… more
    Vanguard (08/19/25)
    - Related Jobs
  • Lead, First Line Technology Issue Management

    S&P Global (NC)
    …- Middle Professional (EEO Job Group) (inactive), 20 - Professional (EEO-2 Job Categories- United States of America), RSKMGT202.2 - Middle Professional Tier II ... (EEO Job Group) **Job ID:** 315523 **Posted On:** 2025-08-19 **Location:** New York, New York, United States more
    S&P Global (08/20/25)
    - Related Jobs
  • Managing Director, Analytical Manager, Corporate…

    S&P Global (Chicago, IL)
    …role is limited to persons with an indefinite right to work in the United States ._ **_Hybrid W_** **_ork Requirements:_** _All employees are required to work ... - https://www.dol.gov/sites/dolgov/files/ofccp/pdf/pay-transp\_%20English\_formattedESQA508c.pdf 10 - Officials or Managers (EEO-2 Job Categories- United States of America), RATNGS102 - Senior… more
    S&P Global (09/09/25)
    - Related Jobs
  • Senior Paralegal/Contract Negotiator…

    S&P Global (New York, NY)
    …This role is limited to persons with indefinite right to work in the United States . **About Sustainable 1** S&P Global's centralized source for sustainability ... - Entry Professional (EEO Job Group) (inactive), 20 - Professional (EEO-2 Job Categories- United States of America), LGLLGL202.1 - Middle Professional Tier I (EEO… more
    S&P Global (07/27/25)
    - Related Jobs