• Senior IT Auditor , Broker Dealer/Asset…

    Charles Schwab (Phoenix, AZ)
    …business and application process activities and compliance functions for Schwab's registered domestic and international broker-dealers and registered retail and ... work; design and execution of testing; and completion and review of work papers. Additionally, assist in the tracking...make a positive difference in the finance industry. Our Hybrid Work and Flexibility approach balances our ongoing commitment… more
    Charles Schwab (04/23/24)
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  • Branch Auditor

    Edward Jones (Tempe, AZ)
    …by various regulatory bodies. Branch Auditors inspect branch offices and registered locations and conduct tailored compliance discussions with branch team members ... be home based and work remotely or have a hybrid work arrangement. **Key Responsibilities** + Conduct risk-based reviews...and written communication related to the outcome of the review , potential concerns or risk areas discussed, specific actions… more
    Edward Jones (06/07/24)
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  • Risk and Compliance - Financial Crimes Compliance…

    Robert Half (New York, NY)
    …or out-of-state travel based on our projects and client requests and commitments . #LI- Hybrid Protiviti is not registered to hire or employ personnel in the ... executives. + Supervisory experience of teams including mentoring, oversight and review of work, coordination across teams, and understanding how to motivate.… more
    Robert Half (05/02/24)
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  • DRG Reviewer

    HSS (New York, NY)
    …RESPONSIBILITIES + Monitors coding and documentation accuracy. + Conducts retrospective review of the medical record to increase accuracy, clarity, and specificity ... and must be maintained: American Health Information Management Association (AHIMA) Registered Health Information Administrator (RHIA) or Registered Health… more
    HSS (05/10/24)
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