- DXC Technology (Nashville, TN)
- …field (preferred). + ** Customer service experience in financial services, insurance , investments, or banking.** + **Active FINRA Series 6 or 7 ... experience transformations. We are seeking a highly skilled ** Customer Service Representative** with experience in financial services, insurance , banking, or… more
- DXC Technology (Tulsa, OK)
- …diploma or GED + Two or more years of customer service or other telephone experience-Experience must include financial/investment/ insurance or banking that ... needed. + Interfaces with team members, management, and customers in reference to customer service issues. + Supports escalation and resource calls and research… more
- DXC Technology (Tulsa, OK)
- …field (preferred). + ** Customer service experience in financial services, insurance , investments, or banking.** + **Active FINRA Series 6 or 7 ... Job Functions:** + We are seeking a highly skilled ** Customer Service Representative** with experience in financial services, insurance , banking, or… more
- PNC (Pittsburgh, PA)
- …valued and have an opportunity to contribute to the company's success. As a FINRA Supervisory Principal within PNC Investments, you may be based in a remote ... not be available in all geographic locations. **Job Description** + Licensing requirements: FINRA Series 7/66 (63/65). FINRA Series 24 (9/10 equivalent). +… more
- ADP (Florham Park, NJ)
- **Unlock Your Career Potential: Customer Service at ADP.** It's all about enabling our customers to be more effective employers. Our Customer Service ... a team of rock star professionals who are responsible for ensuring every customer interaction is a best-in-class experience. You'll combine a passion for service… more
- Wells Fargo (Minneapolis, MN)
- …providing a variety of support services in account management, operations, documentation, customer service and technical support and identify opportunity for ... process improvements within Customer Service - Licensed + Review and analyze...+ US only: Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7 and 63 or 7 and 66… more
- Wells Fargo (Foothill Ranch, CA)
- …equivalents) sufficient to qualify for immediate FINRA registration + State Insurance license(s) + Customer service focus with experience handling ... outlined in the job expectations below **Required Qualifications:** + 2+ years of customer service experience, or equivalent demonstrated through one or a… more
- Wells Fargo (Boston, MA)
- …The Senior Supervisory Control Specialist understands the complexity, partnership needs and customer service requirements that come with managing this process. ... the activities of representatives (eg, financial advisors) to ensure their compliance with FINRA and SEC rules and regulations, as well as federal and state laws… more
- Wells Fargo (Alexandria, VA)
- …you will:** + Serve as the initial point of contact for operational, service and technology inquiries from Financial Advisors, the branches, and other Support Center ... + US only: Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7 and 63 or 7 and 66...requirements from an operational support perspective + Strong client service skills + Strong attention to detail and accuracy… more
- TD Bank (Marlton, NJ)
- …9/10) (Required or ability to obtain within scheduled time) + State Life & Health Insurance License (Preferred) + FINRA Series 65 or 66 (Preferred) + FINRA ... Wealth **Job Description:** The Central Supervision Analyst is a FINRA and SEC regulatory supervisory principal position with the...Private Client Wealth, (TDPCW), a US registered Investment Advisory Service and a US Broker Dealer and TD Wealth… more