- DXC Technology (Tulsa, OK)
- …a related field (preferred).** ** Customer service experience in financial services, insurance , investments, or banking.** **Active FINRA Series 6 or 7 ... in good standing).** **Experience working with organizational functions, personnel, and customer support tools.** **Proficiency in using help desk software,… more
- ADP (Dallas, TX)
- …to successfully obtain and maintain their series 6 and 63 FINRA securities licenses._** **Job Responsibilities:** + Educates employees on account information, ... option to employees of eligible plans. Assist employees with support for incoming rollovers into ADP plans. + Drive...with other business units as needed. **Job Requirements:** + FINRA Series 6 and 63 securities licenses and Securities… more
- Wells Fargo (Greenwood Village, CO)
- …status as a protected veteran, or any other legally protected characteristic. Employees support our focus on building strong customer relationships balanced with ... **About this role:** Wells Fargo is seeking a Branch Support Manager in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about the career… more
- Wells Fargo (San Francisco, CA)
- …status as a protected veteran, or any other legally protected characteristic. Employees support our focus on building strong customer relationships balanced with ... **About this role:** Wells Fargo is seeking a Branch Support Manager in Wealth and Investment Management as part...+ US only: Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7 and 63 or 7 and 66… more
- Wells Fargo (St. Louis, MO)
- …**In this role, you will:** + Provide remote sales supervision and support of annuities and insurance transactions and activities within assigned ... + FINRA registration including Series 66 (or FINRA recognized equivalents) + Life & Health Insurance...protected veteran, or any other legally protected characteristic. Employees support our focus on building strong customer … more
- Wells Fargo (Los Angeles, CA)
- …status as a protected veteran, or any other legally protected characteristic. Employees support our focus on building strong customer relationships balanced with ... branch structure including Financial Advisors, Client Associates, Governance and Support professionals and the market leader, as well as...is a non-producing role + This LO position has customer contact and job duties which may include needs… more
- Wells Fargo (Minneapolis, MN)
- …project management support + Identify issues and provide resolution within Insurance or Private Client Groups + Perform basic or tactical ongoing regulatory, ... status as a protected veteran, or any other legally protected characteristic. Employees support our focus on building strong customer relationships balanced with… more
- Wells Fargo (Charlotte, NC)
- …status as a protected veteran, or any other legally protected characteristic. Employees support our focus on building strong customer relationships balanced with ... as part of Wealth and Investment Management (WIM). In this role, consultants support Financial Advisors fielding inbound and outbound calls on annuity and retirement… more
- TD Bank (Marlton, NJ)
- …9/10) (Required or ability to obtain within scheduled time) + State Life & Health Insurance License (Preferred) + FINRA Series 65 or 66 (Preferred) + FINRA ... of Business:** TD Wealth **Job Description:** The Central Supervision Analyst is a FINRA and SEC regulatory supervisory principal position with the Central Office of… more
- Wells Fargo (Hollister, CA)
- …sufficient to qualify for immediate FINRA registration + State Insurance license(s) + Customer service focus with experience handling transactions ... status as a protected veteran, or any other legally protected characteristic. Employees support our focus on building strong customer relationships balanced with… more