- Robert Half Legal (San Francisco, CA)
- Description We are on the lookout for an experienced Investigator - Securities , for our team located in San Francisco, California. This role will be focusing ... primarily on fraud investigation within the securities industry. You will be working in a dynamic...effectively conduct investigations * Work closely with our current investigator to ensure comprehensive coverage * Apply your expertise… more
- JPMorgan Chase (Jersey City, NJ)
- …a safer and more secure future for all. As a Special Investigations Unit Investigator within the Global Security team, you will be responsible for conducting complex ... for leading investigations specific to internal fraud, insider trading, securities violations, antitrust, anti-corruption, Sarbanes-Oxley, and employee misconduct allegations.… more
- MUFG (Irving, TX)
- …your next opportunity with us! **Job Description Summary** The AML Investigator would be responsible for conducting extensive, complex investigations to identify ... fraud and/or any other financial risk or crime. The Investigator will make recommendations to the AML Financial Intelligence...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- MUFG (Tampa, FL)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- State of Montana (Helena, MT)
- …charged with protecting Montanans. As the State Auditor and Commissioner of Securities and Insurance, we are a criminal justice agency protecting Montana's consumers ... ensuring fairness, transparency, and access for two of the state's largest industries- securities and insurance. The agency is committed to consumer education and… more
- DuPont (Midland, MI)
- …to identify reasons for increases/decreases, outliers and improvement opportunities + Investigator and main point of contact for logistics, transportation, and ... and effectiveness of Form 10 registration statements with the US Securities and Exchange Commission, applicable regulatory approvals, and satisfactory completion of… more
- City of New York (New York, NY)
- …how to backup and restore MSSQL and Oracle databases; Knowledge of Database securities as it relates to Users, Tables, etc; Knowledge of Oracle BI/Analytics ... please discuss with the agency representative at the time of interview. CONFIDENTIAL INVESTIGATOR - 31143 Qualifications 1. A four-year high school diploma or its… more