- Merck & Co. (Rahway, NJ)
- …workflows, identify gaps, and prioritize solutions to improve efficiency and compliance . Source Document Identification and Prioritization:-The analyst will ... the data strategy team on areas of priority and opportunities for further investment . Stakeholder Management & Communication: The analyst will organize and lead… more
- Wells Fargo (Charlotte, NC)
- 202 6 Wealth & Investment Management (WIM) Analyst Program - Early Careers About this role: Wells Fargo is seeking talent to join the 2026 Wealth & Investment ... to inclusion in WIM. The Wells Fargo Wealth & Investment Management (WIM) Analyst Program is ideal...of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange… more
- Wells Fargo (St. Louis, MO)
- About this role: Wells Fargo is seeking a Senior Retail Investment Research Analyst to join Global Manager Research (GMR) team within Wealth & Investment ... hold recommendations Performing initial and ongoing due diligence on third-party investment products (mutual funds, SMAs, exchange traded funds, etc.) Asset class… more
- Beth Israel Lahey Health (Charlestown, MA)
- …will have experience analyzing capital structure, supporting debt issuance and compliance , and managing day-to-day investment activities. This role will ... credit facilities, bond indentures, and commercial paper programs. Oversee daily investment operations, including trade processing, cash positioning, compliance … more
- Raymond James Financial, Inc. (Charlotte, NC)
- …company complies with regulations and good financial practice. Develop and amend investment models to provide input to senior colleagues and/or help manage assigned ... supervision and provides technical guidance when required on achieving full compliance with applicable rules and regulations in management and/or operations. Works… more
- Guardian Life (St. Paul, MN)
- …of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, you will conduct ... FINRA Rule 3110 and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk-based plan for the… more
- Guardian Life (Bethlehem, PA)
- …purpose, priorities, and values. Do you want to be part of a collaborative Compliance Legal Team? The Compliance Analyst , Park Avenue Securities (PAS), ... Investment Advisory (PAA), works as part of the Compliance team to ensure that various compliance ...making presentations in various settings. Reporting Relationships As our Compliance Analyst , you will report to the… more
- Robert Half (Cincinnati, OH)
- JOB REQUISITION Americas Delivery Center - Financial Crimes Compliance Analyst LOCATION AMERICAS DELIVERY CENTER ADDITIONAL LOCATION(S) JOB DESCRIPTION You ... You Protiviti 's Americas Delivery Center is seeking an Analyst to join our financial crimes compliance ...We offer eligible employees a company 401(k) savings and investment plan with an employer match of 50% on… more
- Robert Half (Boston, MA)
- Description Our client is a boutique Wealth Management firm looking to bring onboard a Compliance Analyst . The role is in Boston, mostly in office. This role ... focuses on ensuring compliance and mitigating risk within a financial institution through... or risk management experience for a broker-dealer or investment advisor is required, along with a FINRA Series… more
- Robert Half (Exton, PA)
- …discrepancies Ensure compliance with relevant financial regulations Requirements The ideal Investment Analyst will have a Bachelors degree in Finance or ... partnered with a financial service company on their search for an Investment Analyst with proven experience extracting and manipulating financial data. This role… more
