• Investment Associate , FINRA…

    KeyBank (Denver, CO)
    …E 1st Avenue - Denver, Colorado 80206 **Job Summary** Within the Key Investment Services business, this individual is responsible for assisting the Key Investment ... will serve as a proactive member of the Key Investment Services Team by being an initial sales and...brokerage or financial services (required) **Licenses and Certifications** + FINRA License S7 within 120 Days (required) + … more
    KeyBank (09/10/25)
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  • Registered Wealth Investment…

    Citigroup (O'Fallon, MO)
    …services. + Knowledge of Microsoft Office (Excel, Outlook, and Word) preferred. + US Registered FINRA Series 7 & 63 Required. In addition, Series 66/65 preferred ... The Intermediate Associate Telesales Representative is a Client Service and...Know-Your-Customer (KYC) and Anti-Money Laundering (AML) procedures for Citi's Investment and/or Banking clients. Position is responsible for providing… more
    Citigroup (09/02/25)
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  • Associate , Investment Supervision

    Santander US (Boston, MA)
    Associate , Investment Supervision Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in the financial ... to Talk to You!** **The Difference You Make:** The Associate , Investment Supervision key purpose is to...evaluate, and document trades for suitability in accordance with FINRA rules and industry regulations. Will reviews new accounts,… more
    Santander US (08/16/25)
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  • JP Morgan Wealth Management - Private Client…

    JPMorgan Chase (Wheaton, IL)
    …offered through JP Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available ... to meet their financial needs. As a Private Client Investment Associate in JP Morgan Wealth Management,...120 day condition of employment + If you were registered after October 1, 2018 you must also have… more
    JPMorgan Chase (09/05/25)
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  • Senior Registered Client Associate

    Wells Fargo (Los Angeles, CA)
    **About this role:** Wells Fargo is seeking a Senior Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn ... review when applicable + Utilize prior experience in the Registered Client Associate role to anticipate and...+ US only: Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7 and 63 examinations (or FINRA… more
    Wells Fargo (09/10/25)
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  • Registered Client Associate

    Wells Fargo (Charlotte, NC)
    **About this role:** Wells Fargo is seeking a Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more ... + US Only: Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7 and 63 examinations (or FINRA...( FINRA ) Series 7 and 63 examinations (or FINRA recognized equivalents) sufficient to qualify for immediate … more
    Wells Fargo (09/09/25)
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  • Part-Time Registered Client…

    Wells Fargo (Clifton, NJ)
    **About this role:** Wells Fargo is seeking a Part-Time Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. ... + US only: Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7 and 63 examinations (or FINRA...( FINRA ) Series 7 and 63 examinations (or FINRA recognized equivalents) sufficient to qualify for immediate … more
    Wells Fargo (09/11/25)
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  • Registered National Investor Center Support…

    Citigroup (San Antonio, TX)
    …+ Knowledge of Microsoft Office (Excel, Outlook, and Word) preferred + US Registered FINRA Series 7 & 63 Required. **Education:** + Bachelor's/University degree ... The Registered National Investor Center Support Associate ...Know-Your-Customer (KYC) and Anti-Money Laundering (AML) procedures for Citi's Investment clients. Position is responsible for providing best in… more
    Citigroup (08/14/25)
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  • Registered Wealth Service Associate

    Citigroup (Jacksonville, FL)
    …services. + Knowledge of Microsoft Office (Excel, Outlook, and Word) preferred. + US Registered FINRA Series 7 & 63 Required. In addition, Series 66/65 preferred ... The Intermediate Associate Telesales Representative is a Client Service and...Know-Your-Customer (KYC) and Anti-Money Laundering (AML) procedures for Citi's Investment and/or Banking clients. Position is responsible for providing… more
    Citigroup (07/03/25)
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  • Registered Wealth Management Client…

    Bank of America (Los Angeles, CA)
    Registered Wealth Management Client Associate Los Angeles, California **To proceed with your application, you must be at least 18 years of age.** Acknowledge ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Los-Angeles/ Registered -Wealth-Management-Client- Associate \_25037572) **Job Description:** Merrill Wealth Management is… more
    Bank of America (09/10/25)
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