- KeyBank (Fife, WA)
- …5306 Pacific Highway E, Fife Washington **Job Summary** Within the Key Investment Services business, this individual is responsible for assisting the Key ... Investment Services Sales Force in achieving sales goals, customer...brokerage or financial services (required) **Licenses and Certifications** + FINRA License S7 within 120 Days (required) + … more
- Citigroup (Jacksonville, FL)
- …services. + Knowledge of Microsoft Office (Excel, Outlook, and Word) preferred. + US Registered FINRA Series 7 & 63 Required. In addition, Series 66/65 preferred ... The Intermediate Associate Telesales Representative is a Client Service and...Know-Your-Customer (KYC) and Anti-Money Laundering (AML) procedures for Citi's Investment and/or Banking clients. Position is responsible for providing… more
- Santander US (Boston, MA)
- Associate , Investment Supervision Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in the financial ... to Talk to You!** **The Difference You Make:** The Associate , Investment Supervision key purpose is to...evaluate, and document trades for suitability in accordance with FINRA rules and industry regulations. Will reviews new accounts,… more
- Wells Fargo (Denver, CO)
- **About this role:** Wells Fargo is seeking a Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more ... to statutory disqualification are not eligible to be associated with a FINRA - registered broker-dealer. Successful candidates must also meet and comply with… more
- Wells Fargo (Greenville, NC)
- **About this role:** Wells Fargo is seeking a Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more ... to statutory disqualification are not eligible to be associated with a FINRA - registered broker-dealer. Successful candidates must also meet and comply with… more
- Wells Fargo (Danbury, CT)
- **About this role:** Wells Fargo is seeking a Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more ... + US only: Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7 and 63 examinations (or FINRA...( FINRA ) Series 7 and 63 examinations (or FINRA recognized equivalents) sufficient to qualify for immediate … more
- JPMorgan Chase (Brooklyn, NY)
- …offered through JP Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available ... to meet their financial needs. As a Private Client Investment Associate in JP Morgan Wealth Management,...120 day condition of employment + If you were registered after October 1, 2018 you must also have… more
- Edward Jones (Zanesville, OH)
- …are opportunities for merit-based salary increases as you progress in the Registered Branch Associate role. **Hiring Minimum:** $27.63 **Hiring Maximum:** $29.35 ... close early due to the volume of applicants. Our Registered Branch Associates are an essential part of the...resolving a wide variety of issues related to personalized investment solutions, involving the financial advisor when appropriate +… more
- Bank of America (New York, NY)
- Registered Wealth Management Client Associate New York, New York **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/ Registered -Wealth-Management-Client- Associate \_25045578) **Job Description:** Merrill Wealth Management is… more
- Truist (Wyomissing, PA)
- …Financial Advisors in servicing clients including preparing financial plans, conducting investment research and completing client trades and transactions. 2. Receive ... of questions. 6. Maximize sales opportunities by contacting potential investment clients based on internal and bank leads. Use...of the features and attributes of annuity products. 5. FINRA SIE, Financial Industry Regulatory Authority ( FINRA )… more