- KeyBank (Fife, WA)
- …Pacific Highway E - Fife, Washington 98424-2678 **Job Summary** Within the Key Investment Services business, this individual is responsible for assisting the Key ... Investment Services Sales Force in achieving sales goals, customer...brokerage or financial services (required) **Licenses and Certifications** + FINRA License S7 within 120 Days (required) + … more
- Citigroup (Jacksonville, FL)
- …services. + Knowledge of Microsoft Office (Excel, Outlook, and Word) preferred. + US Registered FINRA Series 7 & 63 Required. In addition, Series 66/65 preferred ... The Intermediate Associate Telesales Representative is a Client Service and...Know-Your-Customer (KYC) and Anti-Money Laundering (AML) procedures for Citi's Investment and/or Banking clients. Position is responsible for providing… more
- JPMorgan Chase (Burr Ridge, IL)
- …offered through JP Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available ... to meet their financial needs. As a Private Client Investment Associate in JP Morgan Wealth Management,...120 day condition of employment + If you were registered after October 1, 2018 you must also have… more
- T. Rowe Price (San Francisco, CA)
- …competitor updates, product trends, advisor preferences for both private and registered investment structures. Requirements Required: + Prior experience in ... verbal, and delivering presentations + Experience with the US investment distribution landscape including Broker/Dealers, Registered Investments Advisors,… more
- Wells Fargo (Birmingham, MI)
- **About this role:** Wells Fargo is seeking a Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more ... + US Only: Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7 and 63 examinations (or FINRA...( FINRA ) Series 7 and 63 examinations (or FINRA recognized equivalents) sufficient to qualify for immediate … more
- Wells Fargo (Danbury, CT)
- **About this role:** Wells Fargo is seeking a Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more ... + US only: Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7 and 63 examinations (or FINRA...( FINRA ) Series 7 and 63 examinations (or FINRA recognized equivalents) sufficient to qualify for immediate … more
- Citigroup (San Antonio, TX)
- …clients via our Citibank branch-based advisors and centralized service centers. The registered CPWM Citigold Private Client Servicing Associate will be ... and services, including consumer banking and credit, corporate and investment banking, securities brokerage, and wealth management. Citi Personal...issues will be owned end to end by the associate and will be treated with a closed loop… more
- PNC (Erie, PA)
- …one of PNC Bank's Northeast PA offices (Warren, Sharon, or Meadville, PA) As an Investment Advisor I ( Investment Associate ), you will provide support for the ... and placing trades. The ideal candidate will have some investment experience (ex. insurance associate or brokerage...the Federal Deposit Insurance Act (FDIA) and, for any registered role, the Secure and Fair Enforcement for Mortgage… more
- Edward Jones (Irvine, CA)
- …are opportunities for merit-based salary increases as you progress in the Registered Branch Associate role. **Hiring Minimum:** $33.73 **Hiring Maximum:** $40.06 ... close early due to the volume of applicants. Our Registered Branch Associates are an essential part of the...Act of 1934, and conducts background reviews consistent with FINRA Rule 3110(e). A copy of a notice regarding… more
- Bank of America (Fairhope, AL)
- Registered Wealth Management Client Associate Fairhope, Alabama **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Fairhope/ Registered -Wealth-Management-Client- Associate \_25037406) **Job Description:** _Merrill Wealth Management is… more