- T. Rowe Price (Baltimore, MD)
- …make a difference in ways that matter to you . About this Position Investment Compliance is a dedicated function supporting global asset management processes by ... T. Rowe Price portfolios. This position sits within the Implementation team, which is responsible for the onboarding of...accounts, and programming of all restrictions into the firm's investment compliance monitoring system, Charles River. We… more
- Vanguard (Malvern, PA)
- …not just about rules-but about shaping the future of ethical investing. As a Senior Compliance Advisor, you'll be at the forefront of regulatory strategy, ... Enhance Compliance Programs : Develop and refine compliance processes for investment products, trading activities,... risks and control gaps. + Oversees the design, implementation , execution, and maintenance of compliance policies… more
- CIBC (Boston, MA)
- …with operations, compliance , and legal teams to support seamless investment implementation and oversight, resulting in superior client and employee ... you'll be doing** We are seeking a highly motivated Senior Investment Analyst to join our Private...Employ a balanced approach to managing risk by ensuring compliance controls and processes (regulatory, compliance , fiduciary)… more
- UNUM (Portland, ME)
- …others, and join Team Unum today! **General Summary:** This is a senior level individual contributor position that performs moderately complex accounting and ... and government agencies. Responsibilities may include the development of, implementation of, and adherence to accounting/financial policies and procedures that… more
- T. Rowe Price (Baltimore, MD)
- …partner with client-facing staff to pro-actively represent portfolio strategy, model account implementation and investment related issues, as well as increase ... and work with global trading partners to ensure seamless implementation of investment and trading strategies. +...Portfolio Managers to resolve trading issues. + Works with Compliance and Legal to clarify and resolve investment… more
- Equitable (New York, NY)
- …informed by liability profiles and risk tolerance. Lead the development and implementation of product investment strategies, maintaining close relationships with ... implementation , collaborating with stakeholders to guarantee strategic alignment. + ** Investment Policy & Compliance ** : Create and maintain investment… more
- T. Rowe Price (Baltimore, MD)
- … types. Typical responsibilities include reviewing prospectus language, analyzing investment guidelines for implementation , facilitating the opening of ... efforts, client reporting, and internal investment committee meetings. Collaborate with investment staff and senior team members to maintain content that… more
- Citigroup (San Francisco, CA)
- … relationships with ultra-high net worth clients.They should be experienced in the implementation and oversight of investment solutions, and in providing advice ... The Investment Counselor Principal is a strategic professional who...required in order to negotiate internally, often at a senior level. Some external communication is typically required. Provides… more
- Aflac (New York, NY)
- AVP, Quantitative Investment Risk - Asset Liability Management The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global ... Investment Job Id: 7928 out Our Company Aflac Asset...support for risk analysis and reporting, hedging strategies, regulatory compliance for Aflac, assisting with areas such cash management… more
- Citigroup (New York, NY)
- … relationships with ultra-high net worth clients.They should be experienced in the implementation and oversight of investment solutions, and in providing advice ... in order to negotiate internally and externally at a senior levels. Negotiations will have an impact on the...offers a wide range of products and solutions, including investment strategies, banking and lending, trust and specialized services.The… more
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