- T. Rowe Price (Baltimore, MD)
- …make a difference in ways that matter to you . About this Position Investment Compliance is a dedicated function supporting global asset management processes by ... T. Rowe Price portfolios. This position sits within the Implementation team, which is responsible for the onboarding of...accounts, and programming of all restrictions into the firm's investment compliance monitoring system, Charles River. We… more
- Insight Global (New York, NY)
- …and quality standards are met. * Target Operating Model Design: Partner with senior investment leaders to define and implement optimal operating models for ... Job Description The Senior PM will own implementation and...Excellent stakeholder management and influencing skills, with experience engaging senior investment professionals and C-suite leaders *… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Investment Banking Client Strategy Consultant, Senior Assistant Vice President ( Senior Business Execution ... as part of the Chief Operations Office (COO), specifically aligned with investment banking coverage business management & strategy execution. Learn more about the… more
- CIBC (Boston, MA)
- …with operations, compliance , and legal teams to support seamless investment implementation and oversight, resulting in superior client and employee ... you'll be doing** We are seeking a highly motivated Senior Investment Analyst to join our Private...Employ a balanced approach to managing risk by ensuring compliance controls and processes (regulatory, compliance , fiduciary)… more
- Truist (Philadelphia, PA)
- …develop investment strategy - inclusive of asset allocation, investment implementation , and portfolio construction. Assess added complexity across ... the following job description:** Responsible for partnering with Wealth Advisors to deliver Investment Management Services to new High Net Worth ($5+MM in AUM) and… more
- T. Rowe Price (Baltimore, MD)
- …services and asset management. The ideal candidate will lead two functions within Investment Compliance , overseeing the Implementation and Monitoring teams. ... in ways that matter to you . Role Summary Investment Compliance is a dynamic team within...classes, and regulatory jurisdictions. Experience leading the design and implementation of pre- and pos-trade compliance rules… more
- Manulife (New York, NY)
- …management, internal investigations, and training development. **Job Requirements:** + A senior compliance leader with investment management experience, ... **Responsibilities:** **Manulife Investment Management Private Markets 38a-1 Compliance Program** + Responsible for the adoption, implementation ,… more
- Manulife (New York, NY)
- …management, internal investigations, and training development. **Job Requirements:** + A senior compliance leader with investment management experience, ... **Responsibilities:** **Manulife Investment Management Private Markets 38a-1 Compliance Program** + Responsible for the adoption, implementation ,… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist within our Approval to Transact team as a part of Corporate ... Investment Banking Operations. Learn more about the career areas.... This resource will assume a leading role in implementation of new policies, regulations, technology, and onboarding initiatives… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Quantitative Analytics Specialist to fill the role within the Market Risk Analytics team in Corporate and ... Investment Banking Risk. This position will cover researching, developing,...execution processes across models + Maintaining documentation for key implementation processes across the team with focus on standardization… more