• SMBC (Jersey City, NJ)
    …This individual will be responsible for supporting all teams across the Ethics Office , including the Conduct Management Program, Compliance Culture Program and ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
    DirectEmployers Association (10/23/25)
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  • Principal Financial Group (Chicago, IL)
    …AM's strategic objectives. This includes comprehensive oversight of front, middle, and back- office investment management technologies across public and ... **What You'll Do** The AVP - Global Head of Investment Management Technology will be accountable for...technology solutions that enable and enhance front, middle, and back- office investment technologies across public and private… more
    DirectEmployers Association (08/07/25)
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  • SMBC (New York, NY)
    …and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance Alerts and other Communications Governance and Reporting: ... The Regulatory Governance Team is responsible for producing management reporting for senior business leadership, CPAD Senior Management , Risk Management ,… more
    DirectEmployers Association (10/09/25)
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  • Principal Financial Group (Des Moines, IA)
    …risk management + Facilitate cross-functional data domain groups, driving governance initiatives and ensuring alignment across business units + Collaborate with ... metadata management , data life cycle management , or data architecture management + Knowledge of data and analytics governance , data quality, and master… more
    DirectEmployers Association (09/03/25)
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  • SMBC (Charlotte, NC)
    …of this expansion, we are seeking an experienced and seasoned Technology Manager for Data Governance as a part of the Data Management group. In this position you ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...Financial Services + 10-15 years of experience in data governance , data management , or technology roles +… more
    DirectEmployers Association (10/03/25)
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  • SMBC (Jersey City, NJ)
    …of our Data Governance , including Key Data Element population, Data Quality management , Lineage - in line with best practice and regulatory expectations + Work ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
    DirectEmployers Association (10/02/25)
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  • SMBC (New York, NY)
    …attention to detail, and knowledge of regulatory requirements related to risk management **Role Objectives** + Governance Frameworks: Develop, implement, and ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...to understand their needs and provide feedback on model governance best practices. Assist in project management … more
    DirectEmployers Association (09/15/25)
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  • SMBC (Jersey City, NJ)
    …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... is seeking a Vice President to join the Compliance Governance team of SMBC Americas Division. This role contributes...staff. + Track Annual Compliance Plan progress and prepare management reporting, including a year-end update. + Review committee… more
    DirectEmployers Association (09/24/25)
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  • NatWest Markets (Stamford, CT)
    …of Excellence. This oversight role collaborates with our Operations Service Providers, Front Office , Business Management , Client Management , Risk & Control, ... Operations Supervisor - Investment Banking LocationStamford,United States Job typePermanent Contract typeFull...and ensure timely closure of findings. + Attend regular governance meetings with service providers and vendors-ensure issues are… more
    DirectEmployers Association (09/04/25)
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  • SMBC (New York, NY)
    …and initiatives within the control office , helping to oversee effective governance , risk management , and compliance across the organization. + Program ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal... frameworks and processes to ensure effective oversight and management of control office activities. Prepare regular… more
    DirectEmployers Association (08/14/25)
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