- City National Bank (Los Angeles, CA)
- * INVESTMENT OPERATIONS SECURITIES SPECIALIST SENIOR* WHAT IS THE OPPORTUNITY? The Senior Securities Specialist will support responsibilities ... 6 years of experience with procedures, practices and regulations governing trust- securities operations . *Skills and Knowledge* * Requires interpretation and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Specialist . This role is critical for the setup, ongoing support, and expansion of ... WIM Operations . Some of the key responsibilities include: + The Senior Securities Operations Specialist will own the End to End of Workforce Management… more
- Truist (Atlanta, GA)
- …review the following job description:** This position performs assigned duties within Securities Operations unit for the Wealth Management business. This ... 2. Two or more years of Wealth Management experience. 3. Knowledge of securities operations . 4. Good verbal and written communication skills to interact… more
- Citigroup (Jersey City, NJ)
- …perspectives, maintaining a balanced and fresh viewpoint. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives ... **Organization Overview:** Markets Operations represents the evolution and transformation of ...& Collateral Optimization Program for Markets is a multi-year investment initiative with a clear transformation objective. The successful… more
- Fifth Third Bank, NA (Alexandria, KY)
- … Specialist II provides office management support for registered securities representatives (eg, Investment Executives, or Wealth Management Advisors). ... with little exposure to dust, noise, temperature and the like. #LI-JS1 Licensed Investment Support Specialist LOCATION -- Alexandria, Kentucky 41001 Fifth Third… more
- Wells Fargo (Charlotte, NC)
- …all begins with you. **About this role:** Wells Fargo is seeking a Lead Institutional Investment Operations Specialist in Capital Markets as a part of ... multi-faceted complex issues **Required Qualifications:** + 5+ years of Institutional Investment Operations experience, or equivalent demonstrated through one or… more
- TD Bank (Portland, ME)
- …Management, Third Party Risk, Environmental Social Governance, Capital Markets, or Investment Banking** ) **within a financial institution preferred** + Advanced ... knowledge of business processes and operations , risk, change and project methodologies, organizational practices and...both oral and written form. + Deep knowledge of specialist auditing and integration of cross functional processes to… more
- Regions Bank (Charlotte, NC)
- …Description:** BlackArch Partners is currently seeking a Part Time Accounting & Operations Professional, with the opportunity to transition into an FT Accounting & ... Operations Manager role in the future. This individual will...accompany the transition into a Full-Time role include: + Securities license training + BSA/AML reviews + Client invoicing… more
- Guardian Life (Bethlehem, PA)
- The RIA Operations Specialist will serve as the expert on all aspects of our managed account model management and trading platform, as well as all associated ... custody, clearance, and order execution processing. The Operations Specialist will intimately understand how our...as point of contact for customer inquiries from our Investment Advisers, 3rd Party sponsors, and other internal Guardian… more
- Federal Reserve Bank (Cincinnati, OH)
- …first shift hours Monday-Friday 7am-3:30pm** **Organizational Expectations** : As a cash operations specialist as part of the paying and receiving team ... in the cash operations area, you will ensure the appropriate circulation of...children) may not own shares of mutual funds, unit investment trusts or ETFs that have a policy, as… more