- SMBC (Jersey City, NJ)
- …the Compliance Operations Department, the KYC Advisory & Controls Associate is responsible for promoting oversight and control within the KYC ... Controls and Oversight Director, the KYC Advisory & Controls Associate will...May have responsibility for planning and budgeting within the KYC team. + Identify and communicate control … more
- M&T Bank (New York, NY)
- …not limited to, HNW mortgage and home equity products, Customized Advisory Credit, and Structured and Secured-Based Lines of Credit. **Primary Responsibilities:** ... deal. Ensure key supporting documentation is included in the credit package, necessary KYC (Know Your Customer) and due diligence is completed and accurate keying of… more
- Mizuho Corporate Bank (New York, NY)
- …procedures against regulatory requirements. In addition to testing in search of any control weaknesses, the FCC QA Associate will also assess and present ... Responsibilities + Implement, perform, and document QA reviews of AML Transaction Monitoring/ KYC /Sanctions cases to determine the effectiveness of control and to… more