- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer in Corporate and Investment Banking (CIB) Compliance to lead various topics ... across CIB Compliance . The Lead Compliance Officer will be... with federal, state, agency, legal and regulatory and Corporate Policy requirements + Oversee the Front Line's execution… more
- City National Bank (New York, NY)
- *CREDIT OFFICER LEAD CORPORATE BANKING - Food and Beverage * WHAT IS THE OPPORTUNITY? Participates in the loan management process by providing credit and ... >$10 million of EBITDA and $100 million-$2 billion of revenue. * Lead the wing-to-wing underwriting process including proposal letter preparation, due diligence,… more
- Wells Fargo (Charlotte, NC)
- Wells Fargo is seeking a Lead Market Risk Officer for the Trade Product Stress Team (TPST) within Market & Counterparty Risk Management. TPST oversees regulatory ... Populate and submit the FR Y-14Q Schedule L Counterparty schedule in compliance with regulatory requirements, while conducting analysis to identify trends, explain… more
- WMCHealth (Hawthorne, NY)
- Network Corporate Giving Officer Company: NorthEast Provider Solutions Inc. City/State: Hawthorne, NY Category: Executive/Management Department: Development ... Internal Applicant link Job Details: Job Summary: The Network Corporate Giving Officer is a dynamic and...Vice President of Development. Responsibilities: + Serve as the lead fundraiser for corporate sponsorships and philanthropic… more
- TD Bank (New York, NY)
- …more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, ... risks of new products and mandates. The Senior FCRM Compliance Officer is responsible for supporting the...+ Individual contributor role providing specialized expertise or may lead a small team of specialists + Considered a… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer to join the CIB Macro Business Aligned Compliance Team. Learn more about the career ... Trading Compliance Team is a Business Aligned Compliance Officer (BACO). The BACO for this... with federal, state, agency, legal and regulatory and Corporate Policy requirements + Oversee the Front Line's execution… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer to support the Personal Account Dealing (PAD) Team in managing and delivering employee ... enhancing program effectiveness, mentoring team members, and promoting a culture of compliance and accountability. Success in this role will be measured by… more
- AdventHealth (Altamonte Springs, FL)
- …from, and reporting to, the Designated Division Compliance Officer . Lead the day-to-day operations of the corporate responsibility function for the ... Springs, FL **The role you will contribute:** The Regional Compliance Officer is responsible for the day-to-day... is responsible for the day-to-day operations of the compliance functions and implementing the AdventHealth Corporate … more
- AON (St. Peter, MN)
- Deputy Risk and Compliance Officer - Captive Insurance, Guernsey Aon Insurance Managers (Guernsey) Ltd. (AIMG) is seeking an experienced Deputy Risk and ... Compliance Officer to join the team. The...monitor registrations with the Guernsey Data Protection Commission. + Compliance Culture: Promote good corporate governance and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Responsibilities** + Oversees preparation and approval of Loan Reviews for certain Corporate Loans + Recommends risk rating upgrades and downgrades of Corporate ... Loss Reserve Committee meetings and Board meetings + Works on enhancements to Corporate Loan Grade model. + Gathers data/analyze components for loan loss reserve… more