- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a ** Lead Compliance Officer ** in Corporate Risk as part ** Trade Surveillance Oversight** Team. This role will ... line oversight + Develop, oversee, and provide expert business and regulatory compliance functional knowledge. + Develop and present Oversight program materials to… more
- Kratos Defense & Security Solutions, Inc. (Bloomington, IN)
- Job Descriptions: Prometheus Energetics LLC is currently seeking a Trade Compliance Officer to establish, lead , and manage all aspects of export and ... position is responsible for developing and executing the company's trade compliance program to ensure full adherence...+ Serve as primary liaison during government or customer compliance audits + Lead investigations of potential… more
- TD Bank (New York, NY)
- … Compliance team is looking for an Associate candidate (Senior Compliance Officer ) to join the new Trade Surveillance team. Preferred 3-5 years of ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is...experience in trade surveillance of Fixed Income Products, with relevant knowledge… more
- Bank of America (Charlotte, NC)
- Compliance & Operational Risk Specialist - Trade Surveillance Charlotte, North Carolina, United States **To proceed with your application, you must be at least ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/ Compliance Operational-Risk-Specialist Trade -Surveillance\_25040545-2) **Job Description:** At Bank… more
- SMBC (New York, NY)
- …findings or recommendations; + M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member + Coordinate with relevant ... the Regulatory Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications. **Responsibilities:** +… more
- Sprinklr (Washington, DC)
- …experiences worldwide. **About** **the Role** Reporting to the General Counsel, the **Chief Compliance Officer (CCO)** will lead Sprinklr's global ... misconduct. + Partner withandreport outtoexecutive leadership and the Board to assess compliance risks and implement mitigation strategies. + Co- lead and… more
- ManpowerGroup (Milwaukee, WI)
- …experienced legal professional to serve as Corporate Secretary and Chief Ethics and Compliance Officer for ManpowerGroup. This position is critical to ensure ... Finance and Investor Relations teams to support shareholder engagement initiatives. Regulatory Compliance : * Oversee/ Lead all SEC matters for the corporation,… more
- Honeywell (Phoenix, AZ)
- Sr. Export Compliance Officer will report directly to the Director of Export Compliance and will have the flexibility to work on a hybrid schedule from our ... report metrics and KPIs to leadership + Support export compliance investigations + Support and lead consent...with mergers, acquisitions, and divestitures + Experience with digital trade compliance solutions, such as SAP GTS… more
- Fujifilm (Holly Springs, NC)
- **Position Overview** Act as the local Compliance Officer for both of FUJIFILM Biotechnologies sites in North Carolina region. In addition, they will be the main ... **Work Location** Holly Springs, NC **What You'll Do** + Lead or assist in any Compliance investigations... Compliance initiatives / activities. + Assist the Trade Compliance Senior Manager with the upkeep… more
- NJEDA (Trenton, NJ)
- Overview Job Summary EDA Overview The Compliance Officer I - Labor Standards manages project-specific adherence to Affirmative Action, Prevailing Wage, ... and address immediate project inquiries in their absence. + Lead and conduct pre-construction meetings (in-person or virtual) with...+ Assist Director, Program Manager, Team Leads, and Sr. Compliance Officer + Acts as departmental spokesperson… more