- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a ** Lead Compliance Officer ** in Corporate Risk as part ** Trade Surveillance Oversight** Team. This role will ... line oversight + Develop, oversee, and provide expert business and regulatory compliance functional knowledge. + Develop and present Oversight program materials to… more
- City of Long Beach (Long Beach, CA)
- LABOR COMPLIANCE OFFICER Print (https://www.governmentjobs.com/careers/longbeach/jobs/newprint/5075943) Apply LABOR COMPLIANCE OFFICER Salary ... THE PORT OF LONG BEACH IS SEEKING A LABOR COMPLIANCE OFFICER (This is an at-will position)...+ Ability to identify process inefficiencies, recommend improvements, and lead implementation efforts to enhance compliance program… more
- TD Bank (New York, NY)
- …**Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team supports ... Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to deliver a… more
- SMBC (New York, NY)
- …findings or recommendations; + M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member + Coordinate with relevant ... the Regulatory Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications. **Responsibilities:** +… more
- Honeywell (Phoenix, AZ)
- Sr. Export Compliance Officer will report directly to the Director of Export Compliance and will have the flexibility to work on a hybrid schedule from our ... report metrics and KPIs to leadership + Support export compliance investigations + Support and lead consent...with mergers, acquisitions, and divestitures + Experience with digital trade compliance solutions, such as SAP GTS… more
- Fujifilm (Holly Springs, NC)
- **Position Overview** Act as the local Compliance Officer for both of Fujifilm Biotechnologies sites in North Carolina region. In addition, they will be the main ... from the outset and develop the contract accordingly. + Lead or assist in any Compliance investigations... Compliance initiatives / activities. + Assist the Trade Compliance Senior Manager with the upkeep… more
- SMBC (Jersey City, NJ)
- …across the operating environment. **SCOPE** The role will report to Functions Control Officer Lead for Compliance . The incumbent will be responsible ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...portfolio of benefits to its employees. **Role Description** The Compliance - Functions Control Officer function plays… more
- Acuity Brands (Atlanta, GA)
- …for providing strategic guidance and legal counsel on a wide range of global customs and trade compliance matters. You will lead and mature the Company's ... Environment team will report to the Vice President, Chief Compliance Officer . **Key Tasks & Responsibilities (Essential...Lead and develop a team of customs and trade compliance professionals focused on ensuring … more
- Chemours (Wilmington, DE)
- …Chief Compliance and ERM Officer . The Senior Director of Global Trade Compliance is a senior leader responsible for shaping and executing Chemours' ... Lead the development and execution of Chemours' global trade compliance strategy, building an agile organization... Lead , mentor, and grow a high-performing global trade compliance team; foster a culture of… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible ... appetite and protects the franchise. In addition, engages across the various Markets Compliance product and function coverage teams, in order to partner to develop… more