- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking a Lead Securities Operations Specialist as a part of the Regulatory Reporting Team within Wealth and ... rollout of associated reporting changes, responses to regulators and audit. The Lead Specialist will drive complex lifecycle initiatives and operational… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Securities Operations Specialist as part of the Trade Settlement team within Wealth and Investment Management ... complex lifecycle support initiatives and identify opportunity for process improvements within Securities Operations + Review and analyze basic or tactical… more
- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking a Securities Operations Specialist as part of the Trade Settlement team within Wealth and Investment Management ... complex lifecycle support initiatives and identify opportunity for process improvements within Securities Operations + Review and analyze basic or tactical… more
- Columbia Bank (Denver, CO)
- Lead Trust Operations Specialist Specialty Banking Denver, Colorado **Description** **About Us:** At Columbia, we create a great place to work by offering a ... for business. Together for better. **About the Role:** TheTrust Ops Specialist III (AssetValuationsLead)has a primary responsibility to review and approve all… more
- Wells Fargo (Charlotte, NC)
- Wells Fargo is seeking a Senior Institutional Investment Operations Specialist to join the Approval to Transact team as part of the Corporate Investment Banking ... (CIB) Securities Shared Services Operations (Shared Services) organization,...Wells Fargo organization. The Approval to Transact (A2T) senior specialist is expected to: + Problem solve trade violations… more
- MUFG (New York, NY)
- …system support specialist to serve as the technical bridge between operations and the technology that powers our broker-dealer settlement engine. This role ... the ability to translate complex technical concepts into actionable guidance for operations staff. This specialist will ensure settlement processes run… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Quantitative Analytics Specialist to fill the role within the (MCRA) Market and Counterparty Risk Analytics ... Develop and operate what-if analysis and benchmarking tools + Lead model calibration operations **Required Qualifications:** +...subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- TD Bank (New York, NY)
- …with Microsoft Word, Excel and PowerPoint. The Financial Crime Risk Oversight Specialist acts as key business oversight lead and provides expert/specialized ... this role. **Job Description:** **Position:** Financial Crime Risk Oversight Specialist , Global Transaction Banking **Reports to:** Director, Financial Crime Risk… more
- TD Bank (Vienna, VA)
- …for this role. **Line of Business:** TD Wealth **Job Description:** The Trade Operations Senior Support Specialist is responsible for the strategic and ... firm requirements + Acts as the regulatory change management lead , assessing and implementing required changes to processes, systems,...and is subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered… more
- Raymond James Financial, Inc. (Bismarck, ND)
- …+ Consulting in a Collaborative Team Structure. + Principles of finance and securities industry operations . + Financial markets and products. **Skill in** + ... obtained through experience recruiting Financial Advisors. The Advisor Recruiting Specialist is responsible for consulting with experienced Financial Advisors and… more