- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking a Lead Securities Operations Specialist as a part of the Regulatory Reporting Team within Wealth and ... rollout of associated reporting changes, responses to regulators and audit. The Lead Specialist will drive complex lifecycle initiatives and operational… more
- Wells Fargo (Salt Lake City, UT)
- …documents and transaction requests **Required Qualifications:** + 5+ years of Securities Operations experience, or equivalent demonstrated through one or ... Fargo is seeking a Metrics, Capacity Planning and Forecasting Specialist within the Workforce Management and Capacity Planning team...within the Workforce Management and Capacity Planning team to lead and execute on WIM Operations Metric… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Wells Fargo is seeking a Senior Securities Operations Specialist for our Operational Risk Services Team. The ... End-User Computing Tools (EUCT) policy support. As a Senior Securities Operations Specialist , you will...effectiveness of the team according to plans; monitor daily securities and cash related production work + Lead… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Securities Operations Specialist as part of the Trade Settlement team within Wealth and Investment Management ... complex lifecycle support initiatives and identify opportunity for process improvements within Securities Operations + Review and analyze basic or tactical… more
- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking a Securities Operations Specialist as part of the Trade Settlement team within Wealth and Investment Management ... complex lifecycle support initiatives and identify opportunity for process improvements within Securities Operations + Review and analyze basic or tactical… more
- Wells Fargo (Charlotte, NC)
- Wells Fargo is seeking a Senior Institutional Investment Operations Specialist to join the Approval to Transact team as part of the Corporate Investment Banking ... (CIB) Securities Shared Services Operations (Shared Services) organization,...Wells Fargo organization. The Approval to Transact (A2T) senior specialist is expected to: + Problem solve trade violations… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Quantitative Analytics Specialist to fill the role within the (MCRA) Market and Counterparty Risk Analytics ... Develop and operate what-if analysis and benchmarking tools + Lead model calibration operations **Required Qualifications:** +...subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- MUFG (New York, NY)
- …system support specialist to serve as the technical bridge between operations and the technology that powers our broker-dealer settlement engine. This role ... the ability to translate complex technical concepts into actionable guidance for operations staff. This specialist will ensure settlement processes run… more
- TD Bank (New York, NY)
- …with Microsoft Word, Excel and PowerPoint. The Financial Crime Risk Oversight Specialist acts as key business oversight lead and provides expert/specialized ... this role. **Job Description:** **Position:** Financial Crime Risk Oversight Specialist , Global Transaction Banking **Reports to:** Director, Financial Crime Risk… more
- TD Bank (Vienna, VA)
- …for this role. **Line of Business:** TD Wealth **Job Description:** The Trade Operations Senior Support Specialist is responsible for the strategic and ... firm requirements + Acts as the regulatory change management lead , assessing and implementing required changes to processes, systems,...and is subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered… more