- TEKsystems (Fort Worth, TX)
- … 24 Applying detailed industry/product knowledge and functional expertise, a Licensed Investment Operations Representative will: Processing various account ... of job responsibilities for purposes of cross-training and career development Skills series 7, series 63, series 24, financial services, computer skills Top… more
- Atria Wealth Solutions (Vancouver, WA)
- …existing book with trails. RESPONSIBILITIES + Provide Columbia CU members with non-deposit investment and insurance products as registered and licensed by a ... and/or an equivalent combination of education and experience. + Series 7, 63/65 or 66 Securities Registration and Variable...or obligations of the credit union, and may involve investment risk including possible loss of principal .… more
- JPMorgan Chase (Chicago, IL)
- …BY, JPMORGAN CHASE BANK, NA OR ANY OF ITS AFFILIATES * SUBJECT TO INVESTMENT RISKS, INCLUDING POSSIBLE LOSS OF THE PRINCIPAL AMOUNT INVESTED Investment ... strong commitment to diversity and inclusion. Using a broad investment product and thought leadership platform along with cutting...qualifications, capabilities, and skills** + A valid and active Series 7 license is required or may be obtained… more
- JPMorgan Chase (White Plains, NY)
- …BY, JPMORGAN CHASE BANK, NA OR ANY OF ITS AFFILIATES * SUBJECT TO INVESTMENT RISKS, INCLUDING POSSIBLE LOSS OF THE PRINCIPAL AMOUNT INVESTED Investment ... strong commitment to diversity and inclusion. Using a broad investment product and thought leadership platform along with cutting...integrating with key partners + A valid and active Series 7 and 66 (63/65), and Life and Health… more
- Principal Financial Group (Detroit, MI)
- …preference for fully licensed ): + Successful Registration as an Investment Company Products/Variable contracts Limited Representative (FINRA Series 6 or ... and Green Card for Employment-Based Immigrants (https://www.uscis.gov/green-card/green-card-eligibility/green-card-for-employment-based-immigrants) ** Investment Code of Ethics** For Principal… more
- JPMorgan Chase (New York, NY)
- …BY, JPMORGAN CHASE BANK, NA OR ANY OF ITS AFFILIATES * SUBJECT TO INVESTMENT RISKS, INCLUDING POSSIBLE LOSS OF THE PRINCIPAL AMOUNT INVESTED Investment ... strong commitment to diversity and inclusion. Using a broad investment product and thought leadership platform along with cutting...members while maintaining professionalism. + A valid and active Series 7 license is required or must be obtained… more
- JPMorgan Chase (Woodridge, IL)
- …BY, JPMORGAN CHASE BANK, NA OR ANY OF ITS AFFILIATES * SUBJECT TO INVESTMENT RISKS, INCLUDING POSSIBLE LOSS OF THE PRINCIPAL AMOUNT INVESTED Investment ... strong commitment to diversity and inclusion. Using a broad investment product and thought leadership platform along with cutting...goals-based planning and advice + A valid and active Series 7 + A valid and active Series… more
- JPMorgan Chase (Indianapolis, IN)
- …BY, JPMORGAN CHASE BANK, NA OR ANY OF ITS AFFILIATES * SUBJECT TO INVESTMENT RISKS, INCLUDING POSSIBLE LOSS OF THE PRINCIPAL AMOUNT INVESTED Investment ... strong commitment to diversity and inclusion. Using a broad investment product and thought leadership platform along with cutting...of the time + A valid and active FINRA Series 7, 66 (or equivalent) is required + A… more
- Equitable (Charlotte, NC)
- …years hands on experience with investment products and platforms + Bachelor's degree + Series 6/7, 63 and 24/26 (or willing to obtain Series 24 or 26 within ... for the internal wholesalers as it relates to Equitable Investment Management's products and services, competitor knowledge, portfolio assessment, presentation… more
- Arena Investors LP (Jacksonville, FL)
- …with broker-dealer compliance (ideally Series 7 or Series 14 licensed ); . Solid understanding of registered investment adviser and broker-dealer rules ... a wide variety of regulatory compliance issues primarily in compliance with the Investment Advisers Act of 1940; . Support the CCO with FINRA broker-dealer… more
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