- Amerant Bank (Coral Gables, FL)
- …Requirements:Bachelor's degree in finance, business administration, economics or JD or Law Degree. FINRA Series 7 and Series 66 a plus. A masters' degree ... personal time reading and browsing financial news and mediaSRMs that are FINRA licensed must also remain current on general investments and products knowledge by… more
- Motion Recruitment Partners (St. Louis, MO)
- …succeed financially, apply today. Contract Duration: 12 Months **Required Skills & Experience** + Active Series 7 Licensed (or within 2 year window so it may ... Series 7 Brokerage Customer Service Specialist St Louis, Missouri **Hybrid** Contract $29.11/hr - $32.8/hr Outstanding long-term contract opportunity! A… more
- PNC (New York, NY)
- …Sales within PNC's Capital Markets organization, you will be based in New York, NY. Finra licensed required: SIE, Series 7 and 63. Required within 120 days ... within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment. Derivatives -… more
- Citizens (Johnston, RI)
- Description As a Licensed Series 7 and 63 colleague you will provide world class service in trade entry, order execution, account maintenance and customer ... Services required + Experience in a call center environment preferred + Series 7 & 63 licenses required (future FINRA licensing opportunities are available) +… more
- Bank of America (Madison, WI)
- …Solutions Advisor. The Financial Solutions Advisors on the centralized segment are phone-based licensed advisors (obtaining series 7 and 66 required) that ... you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses,… more
- The Hartford (Wayne, PA)
- …with Financial Advisors at specified firms.* Technical proficiency of mutual funds* Must be fully licensed ( Series 7 , Series 63)* Individual must be ... sales focused and have demonstrated the ability to operate in a multitask environment and stay organized* Able to take and manage risk* Able to handle complex or rapid flow of information and ideas effectively* A strong work ethic* Strong understanding of the… more
- Capital One (Mclean, VA)
- …overseeing broker dealers or investment advisers + 4+ years of people management experience + FINRA licensed with valid Series 7 , Series 79, Series ... + Bachelor's Degree or military experience + At least 7 years of experience working in compliance, legal, audit,...operations or finance within financial services OR at least 7 years of experience with a regulator overseeing broker… more
- Bank of America (Chandler, AZ)
- …relevant work experience Enterprise Job Description: Financial Solutions Advisors (FSAs) are phone-based licensed advisors ( series 7 and 66 required) that ... Specialist-ADV role (job code BQ240) to be considered for this opening + Series 7 , and 66 or equivalent (required) + Minimum of 1-2+ years financial advisory… more
- T. Rowe Price (Baltimore, MD)
- …and relevant experience AND + 5+ years of total relevant work experience Preferred: + FINRA licensed : Series 7 and 63. + 2+ years of experience working with ... institutional clients. + Organized, detail-oriented, and capable of managing multiple projects simultaneously. + Proven ability to work in a collaborative environment. + Ability to work independently and with a team. FINRA Requirements FINRA licenses are… more
- TD Bank (White Plains, NY)
- …support capacity (ie track record of high client satisfaction and retention) required + Securities Licensed : Series 7 , 63 + 65 or 66 + Understanding of ... HNW client needs and products and services available to clients within the segment + Consultative sales experience preferred + Ability to establish relationships and partner effectively with other departments within TD Wealth and TD Bank, America's Most… more
