- TD Bank (New York, NY)
- …**Job Description:** TD Securities Compliance team is seeking a Surveillance Quality Assurance Manager to assist with building a global Surveillance Quality ... Assurance program. The Surveillance Quality Assurance Manager will help lead a specialized...extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., offering… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Internal Audit Practices Manager to join our Quality Assurance Practices team. This is your opportunity to empower audit ... compliance in every audit! As an Internal Audit Practices Manager within the Quality Assurance Practices team,...years and today we are a leader in investment banking , consumer and small business banking , commercial… more
- American Express (New York, NY)
- …#TeamAmex. **How will you make an impact in this role?** The Quality Assurance and Regulatory Governance team is responsible for ensuring governance and oversight of ... regulatory reporting process. The team performs Quality Assurance reviews including process & controls testing, testing the...and ensure robust governance. **The responsibilities of the QA Manager include, but are not limited to:** + Lead… more
- Truist (Charlotte, NC)
- …in the delivery of value-added independent and objective risk-based internal audit assurance and advisory services. The Senior Audit Manager further develops ... below. Specific activities may change from time to time. 1. Serve as Engagement Manager for large, complex, and higher risk projects that may be enterprise-wide in… more
- Truist (Atlanta, GA)
- …of high-risk, complex and value-added independent and objective risk-based internal audit assurance and advisory services. The Audit Manager will proactively ... America) **Please review the following job description:** Truist Audit Manager is responsible for providing a leadership role in...training or experience. 2. Six to eight years of banking , auditing or other relevant experience related to area… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …knowledge and skills obtained through education, experience and/or certification in banking industry regulatory compliance to ensure first line compliance with ... banking rules and regulations within Corporate Banking ....and procedures. + Ensures risks, control points and quality assurance are properly addressed within process and procedures. +… more
- KeyBank (Cleveland, OH)
- …line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program") has the responsibility for evaluating Key's ... REA team on projects and testing. The Senior Compliance Manager must have a strong understanding of audit and/or...regulations and laws, industry trends, emerging issues, and related banking products and ability to understand its applicability to… more
- Kemper (Dallas, TX)
- …that delivers on our promises._ **Position Summary:** Kemper is seeking a talented Senior Manager , Data & Analytics to join our Assurance & Advisory Services ... will never request personal information, such as your social security number or banking information, via text or email. Additionally, Kemper does not use external… more
- HSBC (New York, NY)
- …Infrastructure Finance, Commercial Real Estate, Asset Based Lending etc. As our Audit Manager , Corporate and Institutional Banking (CIB) you will: + Participate ... of the HSBC Group. GIA provides independent and objective assurance over the design and operating effectiveness of the...Solutions (GTS), Markets and Securities Services (MSS) and Investment Banking . CIB Audit team is responsible for covering all… more
- Citigroup (Irving, TX)
- …execute, and evaluate audit plans. USPB Overview: The Internal Audit US Personal Banking team is responsible for providing independent assurance over the key ... The Audit Manager is an intermediate level role responsible for...risks and processes associated with Citi's US Personal Banking (USPB) line of business and the associated servicing… more
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