- Capital One (Mclean, VA)
- Manager , Broker Dealer Accounting Does the idea of working with professional, highly trained accountants inspire you? Are you an accounting ... We are seeking a highly motivated Accounting Manager to support Capital One Securities, a broker dealer registered with the Financial Industry Regulatory… more
- Huntington National Bank (Chicago, IL)
- …the Business Segment Controller, this position will play a vital role in the broker - dealer 's day-to-day accounting operations. The role will be responsible ... of senior management across the organization. Primary Responsibilities: + Support accounting department in management of month end close activities, including… more
- Charles Schwab (Westlake, TX)
- …of financial services-related audit experience with growing responsibility. Broker Dealer /Asset Management experience and/or Big 4 Accounting experience a ... Dealer /Asset Management enterprise team is seeking an Internal Audit Manager . The Broker - Dealer /Asset Management team provides internal audit coverage of… more
- Charles Schwab (Austin, TX)
- …middle and back office operational functions. Reporting to a Director or Senior Manager in the Broker - Dealer /Asset Management enterprise team, the Senior ... 5+ years of financial services-related audit experience with growing responsibility. Broker Dealer /Asset Management experience specific to internal audit and/or… more
- Charles Schwab (Westlake, TX)
- …improve the efficiency of governance processes, risk management, and internal controls. The Broker Dealer Asset Management (BDAM) Audit Team is seeking a Senior ... management, system interfaces, and data processing. Reporting to a Director or Senior Manager of the BDAM Application Controls team, the Senior IT Auditor will have… more
- Robert Half Finance & Accounting (Dallas, TX)
- …firm. * Responsible for the monthly net capital computation of the related Broker / Dealer , and the quarterly preparation of information needed for FINRA filings. ... looking for an experienced Controller to oversee and optimize accounting operations for our organization in Dallas, Texas. The...* Coordinate annual audit preparation with the related Broker / Dealer 's independent auditor. * Develop and maintain… more
- Robert Half Finance & Accounting (Minneapolis, MN)
- …oversight. Qualifications 7+ years of relevant compliance experience; prior institutional broker - dealer experience is a plus. Bachelor's degree required, with ... Description Compliance Manager Are you an experienced compliance professional ready...contract, temporary and permanent placement solutions for finance and accounting , technology, marketing and creative, legal, and administrative and… more
- PNC (Pittsburgh, PA)
- …Authority). * Experience working with FX Trading (Forwards, NDFs, Swaps, Options) or Broker Dealer Trading, Trade Capture, Accounting , and Settlements. * ... contribute to the company's success. As a Business Analytics Manager Senior - Foreign Exchange within PNC's Investment Operations...The candidate must have Foreign Exchange experience or Securities Broker Dealer experience . The position will… more
- Dunham & Associates Investment Counsel, Inc. (San Diego, CA)
- …general ledger, debt service, inter-company eliminations, etc.; + Oversees the Accounting Manager and Staff Accountant functions including accounts payable, ... of Directors, etc.; + Serves as Treasurer and Principal Accounting Officer for the Dunham Funds trust (assists in...Ten plus years of experience in similar role at broker dealer , investment advisory firm, trust company… more
- City National Bank (Dallas, TX)
- …Retirement and Custody Services, Specialty Wealth Assets, Investment Advisory, Broker / Dealer , Investment Banking activities for CNB's Capital Markets, ... *SR AUDIT MANAGER - WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY? The...a general knowledge of the business operations, regulatory and accounting and control environment in which City National Bank… more
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