- Charles Schwab (Omaha, NE)
- …helping us challenge the status quo and transform the finance industry together. The Client Service and Regulatory Communications team plays a critical role ... delivering an exceptional client experience. As a Manager , you'll be at the forefront of regulatory...pivotal times. **What You'll Do** + Lead development of client service and regulatory communications… more
- JPMorgan Chase (New York, NY)
- …regulatory reforms in consultation with product and control partners. + Anticipate client demand for regulatory service solutions and adapt ... the Securities Services business and our clients. As the Regulatory Practice Americas Manager for Securities Services,...advocacy efforts. + Identify and propose opportunities to monetize regulatory service solutions for bespoke client… more
- FirstBank PR (San Juan, PR)
- COMPLIANCE REGULATORY MANAGER REGULATORY COMPLIANCE DEPT FIRSTBANK PR Our Company At FirstBank PR, we strive to be a trusted advisor to our clients and our ... across the organization. . Collaborate with the Compliance & Regulatory Assessment Manager to execute compliance operations...policy reviews, including reporting and documentation. When needed: . Service as a member of the Regulatory … more
- Charles Schwab (Austin, TX)
- …and the participants they serve. In addition to its responsibility for regulatory activities and serving as a liaison with regulators, Trust Bank's Specialty ... Products and Regulatory Relations team is responsible for the administration and...oversight and monitoring of Employer Securities. The Specialty Products Manager will serve as a subject matter expert for… more
- Charles Schwab (Richfield, OH)
- …the United States on a full-time basis without employer sponsorship.** The **Senior Client Service Manager , Relationship Management** plays the critical role ... available solution sets to achieve successful outcomes. The **Senior Client Service Manager , Relationship Management**...provided by Schwab to ensure your success. + Execute client and regulatory changes. + Effectively and… more
- FirstBank PR (San Juan, PR)
- COMPLIANCE ASSISTANT MANAGER COMPLIANCE REGULATORY TESTING DEPT FIRSTBANK PR Our Company At FirstBank PR, we strive to be a trusted advisor to our clients and ... surpassing our client 's expectations. A Brief Overview The Compliance Assistant Manager at FirstBank is responsible for overseeing the execution of the bank's… more
- Grant Thornton (Los Angeles, CA)
- …software and an understanding of the impact of technology + Exceptional client service , communication, analytical, organizational and project management skills + ... As an Aerospace & Defense Regulatory and Compliance Internal Audit Manager ,...controls + Leverage analytics and automation solutions to deliver client services efficiently and effectively + Maintain a good… more
- Charles Schwab (Richfield, OH)
- …helping us "challenge the status quo" and transform the finance industry together. The ** Client Service Manager ** role is responsible for leading day-to-day ... the lead interface between plan sponsor and Schwab, the Client Service Manager will be...provided by Schwab to ensure your success. + Execute client and regulatory changes. + Effectively and… more
- CIBC (Madison, IL)
- …CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What you'll be doing** As a ** Client Service Manager ** , you will support Private ... consulting, wealth management). Prior Private Wealth account management experience is preferred. + ** Client service expertise:** You've worked in a client … more
- T. Rowe Price (Owings Mills, MD)
- …across multiple departments. The position will contribute to the success of client compliance reporting and multiple risk and compliance programs that are designed ... and its affiliated advisers, the TRP Fund complex, and various Fund Service Providers. The position provides the opportunity to leverage subject matter expertise… more