- TD Bank (New York, NY)
- …details for this role. **Job Description:** TD Securities Compliance team is seeking a Surveillance Quality Assurance Manager to assist with building a ... Surveillance Quality Assurance program. The Surveillance Quality Assurance Manager will...departmental review procedures. The incumbent will collaborate closely with Trade Surveillance and Communications Surveillance … more
- TD Bank (New York, NY)
- …Data Governance & Quality Strategy: Develop and implement a robust data quality framework for trade surveillance , ensuring data integrity across multiple ... team is seeking a Director-level candidate to lead the Surveillance Data Quality Team. This is a...will have deep expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at… more
- Citizens (Medford, MA)
- …include Conflict Management, Personal Securities Transactions Surveillance , and Preclearance Trade Reviews. The Conduct and Ethics Manager reports to the ... Description The Conduct and Ethics Manager is an independent compliance partner who is...and Escalation, Information Barrier Advisory, Personal Securities Transactions, and Trade Surveillance . + Coordinate and deliver relevant… more
- TD Bank (New York, NY)
- …Securities US Compliance team is looking for Vice President to join the trade surveillance team focused on Communications. The VP Compliance TDS oversees/leads ... support a positive work environment that promotes service to the business, quality , innovation and teamwork and ensure timely communication and/or escalation of… more
- TD Bank (New York, NY)
- …The TDS US Compliance team is looking for Associate candidates to join the trade surveillance team. Preferred 3-5 years of experience in surveillance ... positive work environment that promotes service to the business, quality , innovation and teamwork and ensure timely communication and/or...in the discussion * Gain an understanding of new trade surveillance modules and surveillance … more
- Capital One (New York, NY)
- …Capital One's Compliance organization you will manage Capital One's Electronic Communications Surveillance Program and Trade Surveillance for Capital One's ... for independent judgment and decision-making. **Responsibilities:** + Oversight of trade surveillance for Swap Dealer (interest rate,...At least 5 years of experience as a people manager , ideally of a Surveillance function +… more
- Bank of America (New York, NY)
- …Business Controls, at VP the level, to work alongside a global team of trade surveillance specialists, focused on the Equity and Equity Derivatives Trading line ... position will require a good and demonstrable experience in trade surveillance alert investigation and dispositioning and...scenarios and parameter settings, call out any gaps in surveillance and venue coverage, data quality and… more
- Teledyne (New Brunswick, NJ)
- …include aerospace and defense, factory automation, air and water quality environmental monitoring, electronics design and development, oceanographic research, ... used worldwide in machine vision, document scanning, image capture, surveillance , process monitoring, manufacturing inspection, medical imaging, and multimedia. As… more
- Hologic (San Diego, CA)
- Manager , Regulatory Affairs (IVD) San Diego, CA, United States We are hiring in our Diagnostics Regulatory Affairs team here in San Diego, and are looking for a ... Regulatory Affairs Manager , responsible for on-market regulatory activities associated with US...products, assess product or process changes, and participate in quality related activities (complaints, nonconformances, field actions, etc.) focused… more
- KBR (Houston, TX)
- …mobile and direct fuel servicing equipment (aviation and ground), quality surveillance , inventory, accounting, and administration. Practical experience ... Title: MISS: Country Fuel and Logistics Manager (Contingency Hire) Belong, Connect, Grow with KBR!...proper fuel procurement, movement approvals, and delivery of high quality fuel. + Responsible for receipt, storage, internal handling,… more