- Cleveland Research Company (Cleveland, OH)
- Compliance Associate Cleveland Research Company is...willing to obtain the fourth if not already held. Materials provided by CRC upon hire + This position ... qualified candidate to help promote and maintain the firm's culture of regulatory compliance . The Compliance Associate is a key resource for the firm by… more
- Dorsey & Whitney LLP (New York, NY)
- Capital Markets & Corporate Compliance Associate (#986) - New York Dorsey & Whitney LLP is seeking a corporate associate attorney with three to six years of ... experience to join the Capital Markets and Corporate Compliance practice group in our Toronto or New York...group in our Toronto or New York office. This associate will have extensive knowledge of US securities and… more
- Commvault (NJ)
- …and do more with data. **The Opportunity ** Commvault is seeking a **Regulatory Compliance Associate ** with a focus on Privacy and AI Governance to support ... the operational execution and continuous improvement of our global compliance programs. This role is ideal for a ...and internal reviews by coordinating input and preparing supporting materials . + Develop and deliver training content, enablement … more
- Robert Half Finance & Accounting (Elmhurst, IL)
- …to this hybrid role please send your resume to ###@roberthalf.c0m We are seeking a Compliance Associate to join our team in Elmhurst, Illinois. This role is ... as part of a team. * Review and approve marketing materials , including social media posts, to ensure compliance . * Utilize CRM and ERP software systems to manage… more
- Coinbase (Madison, WI)
- …entities. Currently, the team supports the following initiatives: * Managing Compliance responses for country/entity regulatory exams; * Materials development ... and alignment. Attendance is expected and fully supported. The US Compliance Team is responsible for managing regulatory relationships and governance/oversight of… more
- BMO Financial Group (Chicago, IL)
- …+ Coordinates and creates meeting agendas, and obtains and prepares briefing materials . + Dispatches meeting invitations, books meeting rooms and arranges for ... resources and requirements, including travel arrangements, in support of smooth and efficient meeting facilitation. + Reviews BMO Buying Online invoices for accuracy in adherence with documented processes and guidelines. + Supports new committee and Board… more
- NBC Universal (Universal City, CA)
- …to create and deliver a wide range of content reflecting our world. The Associate Manager, Licensing & Compliance is responsible for supporting Universal Studios ... related to liquor, amusement, entertainment, and charitable solicitation activities. The Associate Manager, Licensing & Compliance serves as a central… more
- Cedars-Sinai (Los Angeles, CA)
- **Job Description** The Associate Director- Research Compliance & Integrity, under the direction of the Executive Director, Research Compliance , and in ... Compliance Committee, including setting meeting agendas, distributing relevant materials , and documenting discussions and decisions to ensure alignment with… more
- Integra LifeSciences (Braintree, MA)
- …patient outcomes and set new standards of care. **SUMMARY DESCRIPTION** The Associate Manager, Quality Compliance supports the development, maintenance, and ... Review, and Quality Metrics-and plays a critical part in ensuring ongoing regulatory compliance across site operations. The Associate Manager will also support… more
- SMBC (Jersey City, NJ)
- …Description** Within the Financial Crimes Prevention Unit, ("FCPU"), the Sanctions Compliance Team ("SCT") manages sanctions risk from a second-line of defense ... in performing assignments in the absence of the VP and ensure compliance with regulatory requirements Bank Secrecy Act/Anti Money Laundering/Office of Foreign Assets… more
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