- Raymond James Financial, Inc. (Southfield, MI)
- …+ Intermediate investment concepts, practices, procedures and industry regulations related to Mutual Fund trading activities. + Principles and practices of ... trading support to financial advisors and responds to inquiries regarding fund suitability, products and services. + Establishes and maintains periodic orders.… more
- Edward Jones (Tempe, AZ)
- …investment guidelines and monitoring functions over the Bridge Builder Trust Mutual Funds and Edward Jones Money Market Fund , as well as providing meaningful ... Jones") is seeking a Fund Investment Guidelines Senior Analyst for our Proprietary Funds Investment...Implementing and documenting new policies and procedures relating to mutual funds , Collective Investment Trusts, and investment… more
- Janus Henderson Investors (Boston, MA)
- …Institutional and/or intermediary experience preferred + Multiple vehicle (Separate/Segregated Account, Mutual Fund , UCIT, OEIC, SICAV, VIT, ETF, etc.) marketing ... experience a major plus + Five years B2B marketing experience, including direct contact with sales force and in-depth knowledge of the sales process required + Bachelor's degree required + Industry specific certificates or licenses preferred Competencies… more
- T. Rowe Price (Owings Mills, MD)
- …with business partners to support the continued expansion of the firm's mutual fund business, including enhancing written compliance procedures and internal ... Preferred: + Knowledge and understanding of Investment Company and Adviser Acts, Mutual Fund and ETF compliance regulations, programs and best practices… more
- Edward Jones (Tempe, AZ)
- …investment guidelines and monitoring functions over the Bridge Builder Trust Mutual Funds and Edward Jones Money Market Fund , as well as providing meaningful ... Implementing and documenting new policies and procedures relating to mutual funds , Collective Investment Trusts, and investment...Act of 1933, Securities Exchange Act of 1934, and Mutual Fund Compliance experience preferred. + Strong… more
- T. Rowe Price (Owings Mills, MD)
- …distribution calculations, qualification requirements, shareholder tax reporting and tax compliance for mutual funds and ETFs. You will also apply taxation of ... Position We are seeking an adaptable and innovative tax senior manager to join our Investment Tax team. You...financial products knowledge to fund holdings. We utilize an external tax service provider… more
- S&P Global (Dallas, TX)
- …in nature within the context of client servicing. Clients include Asset Managers, Banks, Hedge Funds , Mutual Funds , and Total Return Swap programs. + Lead ... to BSLs. This is an opportunity to build and maintain relationships with senior -level decision makers while gaining valuable industry knowledge that's not taught in… more
- T. Rowe Price (Colorado Springs, CO)
- …contact for inbound participant service requests + Respond to requests for investment, mutual fund , and account information. Resolve complex account issues + ... that matter to you . Role Summary As a Senior Sales Specialist, you will play an integral role...and needs, at work and in life. As an associate , you'll be supported with resources , benefits ,… more
- JPMorgan Chase (Columbus, OH)
- …+ Technical and business knowledge of various Fund structures (eg, mutual collective investment and hedge funds ) and activities from an investment, ... the oversight of valuation of investments held by the Funds . The role entails a working knowledge of the...Reporting - prepare and review of required reporting to senior management, valuation committee, boards of trustees that highlight… more
- Janus Henderson Investors (Denver, CO)
- …with your own, we would love to hear from you! Your opportunity The Senior Associate Director, Advisor Solutions sells investment products over the telephone ... skills + Knowledge of financial industry products such as mutual funds , ETF's, model portfolios and separately...business relationships + Four years of experience in the mutual fund /financial services industry and/or training; or… more
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