- Charles Schwab (Westlake, TX)
- …wide range of products, and professional staff. CMFO oversees key Mutual Fund Operations functions such as Trading , Dividends, Trade Corrections, ... primary priority is directing the day-to-day operations of the Clearing Mutual Fund Trading team and leading them through change and modernization. Key… more
- Raymond James Financial, Inc. (Southfield, MI)
- **Key Responsibilities** + Own the end-to-end mutual fund operations function, including governance of securities master and trading restrictions; trade ... fund platform. Oversee onboarding of new mutual funds and share classes, ensuring accurate...trading restrictions across all systems and channels. Manage fund reference data integrity and enforce prospectus and regulatory… more
- Charles Schwab (Westlake, TX)
- …you'll play a vital role providing legal support for contracts related to exchange-traded funds and mutual fund product platforms. This includes assisting ... 4 days a week. As a **Paralegal in our Trading , Marketing, and Operations Legal Group** ,...Experience in the securities industry (large broker- dealer or mutual fund firm) or law firm, highly… more
- Raymond James Financial, Inc. (Memphis, TN)
- …TN, corporate office._ Provides direction, leadership, and support for AMS UMA Trading Operations . Implements business plans and ensures policies and procedures ... and performance management. **Responsibilities:** + Oversee and manage day-to-day operations of AMS UMA Trading Operations...practices of products, including equities, ETFs, UCITs, ADRs, and mutual funds . + Create and execute large… more
- Raymond James Financial, Inc. (Memphis, TN)
- …Market trading practices of products, including equities, ADRs, ETFs, UCITs, and Mutual Funds . + General knowledge of managed account practices. + Principles ... of banking and finance and securities industry trading and operations . + Financial markets and investment products and services. + Mathematical ability… more
- BlackRock (San Francisco, CA)
- …and implementation of tokenized share classes for ETFs and mutual funds , including multi-share class structures and blockchain-based trading models. + ... processes. + Integrate digital asset custody and transfer agency operations into existing mutual fund ...trading , dividend entitlements, and NAV reconciliation for tokenized funds . + Assess and evolve control environments, focusing on… more
- JPMorgan Chase (New York, NY)
- …and has responsibility for supporting the overall management and oversight of a group of Funds including US Mutual Funds , ETFs, and Collective Investment ... risk focused oversight model that address all aspects of Fund Operations including: daily/monthly net asset values,...respond to regulatory requests and inquiries related to the Funds + Lead and participate in various Fund… more
- FM (Waltham, MA)
- …externally managed portfolios, multiple investing entities, and various vehicle types including mutual funds , Collective Investment Trusts, Hedge Funds , ... Private Funds , as well as separately managed accounts. Investment Operations is seeking a highly motivated and detail-oriented **Senior Investment Operations … more
- Fifth Third Bank, NA (Cincinnati, OH)
- …Prior experience with Bloomberg TOMS preferred. + Knowledge of fixed income, equity, and mutual fund trading . + Ability to de-escalate high impact situations ... and commercial. + Accurately enters trade orders for fixed income, stocks, and mutual funds through the NFS/Pershing platforms on an as needed basis.… more
- The Hartford (Wayne, PA)
- … Family of Funds (the " Funds "), which is a suite of mutual funds , exchange-traded funds , and non-exchange listed closed-end funds . Hartford ... + Technical expertise in the regulatory framework governing the Funds ' operations and the firm's business lines....management. + Executive presence that instills confidence among Hartford Funds ' senior leadership and Fund Directors. +… more