- Charles Schwab (Westlake, TX)
- …team that handles multiple functions within Mutual Fund Operations , including, but not limited too: Trading , Dividends, Sub Accounting and ... and transform the finance industry together. Our goal in Mutual Fund Operations (MFO) is...Experience with vendor relations or sub accounting relative to Mutual Funds + Complex problem-solving skills +… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Intermediate investment concepts, practices, procedures and industry regulations related to Mutual Fund trading activities. + Principles and practices ... appropriate corrective action. + Contacts internal and external customers to resolve trading problems. + Maintains currency in trading policies and procedures.… more
- KeyBank (Brooklyn, OH)
- …+ Receive phone calls from brokers/outside managers associated with and responsible for trading mutual funds for trust clients + Post broker-initiated ... LOB on any return of or processing of any mutual fund 12B-1 fees received. The Lead...Specialist will handle the transaction processing for any shadowed mutual funds and is responsible for monthly/quarterly… more
- Raymond James Financial, Inc. (Memphis, TN)
- …TN, corporate office._ Provides direction, leadership, and support for AMS UMA Trading Operations . Implements business plans and ensures policies and procedures ... and performance management. **Responsibilities:** + Oversee and manage day-to-day operations of AMS UMA Trading Operations...practices of products, including equities, ETFs, UCITs, ADRs, and mutual funds . + Create and execute large… more
- Broadridge Financial Solutions (Newark, NJ)
- …team. Broadridge is Growing! We are seeking an Engagement Consultant - FX operations , systems, trading and settlements to join a stellar team! Work-Mode: ... testing. + Test configurations with different processes in account lifecycle and FX trading like account opening, funds deposit, foreign security purchase, trade… more
- Raymond James Financial, Inc. (Southfield, MI)
- …correspondences from various fund families related to the update and maintenance of mutual fund product characteristics as well as fund family rules and ... the department, related to the update and maintenance of mutual fund product characteristics as well as...not limited to new fund set up, fund maintenance, fund trading restrictions… more
- Regions Bank (Hoover, AL)
- …best thinking and model creation, current asset allocation and tactical allocations in RAMs Mutual Fund and Manager Models and CTG firm level fulfillment models ... + OR High School Diploma or GED and four (4) years of trading , asset management, wealth management, trust operations , business, marketing, communications or… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …through work experience to review and apply model portfolio overlays on Mutual Fund /ETF (MF/ETF) managed account platforms using exchange-traded products. You ... + Principles of banking and finance and securities industry trading and operations . + Knowledge of products,.... + Knowledge of products, including equities, ETFs, and Mutual Funds . + Financial markets and investment… more
- Raymond James Financial, Inc. (Memphis, TN)
- …Market trading practices of products including equities, ADRs, ETFs, UCITs, and Mutual Funds . + General knowledge of managed account practices. + Principles ... of banking and finance, securities industry trading , and operations . + Financial markets, investment products, and services. + Mathematical ability sufficient to… more
- The Cigna Group (Bloomfield, CT)
- …equity securities, warrants, commercial paper, certificates of deposit, municipal securities, mutual fund shares, United States government securities, options ... intangibles, money market funds , derivatives, structured notes, and exchange traded funds . The Fixed Income - Trading Assistant/Junior Trader, under the… more
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