- ICON Clinical Research (New York, NY)
- Operational Compliance Associate I - Onsite, Rochester, NY ICON plc is a world-leading healthcare intelligence and clinical research organization. We're ... mission to shape the future of clinical development. We are currently seeking an Operational Compliance Associate I to join our diverse and dynamic team. As… more
- Capital One (Richmond, VA)
- Senior Associate , Operational Risk Management, Third Party Risk Management, Risk and Governance Lead **Senior Associate , Operational Risk Management, ... Lead** Capital One is seeking an energetic, self-motivated Senior Associate to join the Third Party Risk Management (TPRM)...the Third Party Risk Management (TPRM) Team within the Operational Risk Management (ORM) second line of defense. The… more
- JPMorgan Chase (New York, NY)
- **Job Summary:** You would be a member of the Operational Due Diligence team focused on alternative investments. **Job Responsibilities:** + Supporting the ... operational due diligence process for primarily alternative investment managers...infrastructure, counterparties and service providers, valuation processes, cyber security, compliance and regulatory issues + Reviewing and scoring responses… more
- L3Harris (Melbourne, FL)
- …and cyber domains in the interest of national security. Job Title: Senior Associate , Global Trade Compliance (Customs) Job Code: 28635 Job Location: Arlington, ... FL Job Schedule: 9/80 REG Job Description: The Sr. Associate , Global Trade Compliance (Customs) is a...Management Program via the team's SharePoint site. + Customs Compliance Team operational continuity: + Maintenance of… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Compliance Associate - Swap Dealer will contribute to the ongoing ... compliance program for Marex's registered Swap Dealer (Marex Derivative...CFTC and other applicable exchanges. + Adhere to the operational risk framework for your role ensuring that all… more
- New York State Civil Service (Albany, NY)
- NY HELP No Agency Financial Services, Department of Title Trust Compliance Associate (Financial Services Specialist 4 ( Compliance ), SG-27) Occupational ... Department of Financial Services is seeking candidates for the position of Trust Compliance Associate in Limited Purpose Trust unit within the Research and… more
- TIAA (Dallas, TX)
- **Financial Crimes Compliance Associate - EDD** This job supports TIAA's Financial Crimes Compliance (FCC) program to ensure that organizational functions ... are in compliance with all relevant laws, regulations, and policies and...the financial services industry (eg fraud, AML, KYC, or operational risk) **PREFERRED:** + 3+ years of financial crimes… more
- Lawrence General Hospital (Lawrence, MA)
- POSITION SUMMARY The Chief Compliance Officer and Associate General Counsel provides strategic leadership of the organization's compliance program while ... General Counsel, with organizational accountability to the CEO and Board for Corporate Compliance , this role will be crucial in helping ensure our system's adherence… more
- Takeda Pharmaceuticals (Boston, MA)
- …to the best of my knowledge. **Job Description** **About the role:** The Associate Director, Clinical and Safety Quality Compliance is responsible for ensuring ... change controls. + Provides data insights to emerging regulations and requirements, operational and compliance metrics and storyboards, identifies quality and … more
- SMBC (New York, NY)
- …Underwriting, Risk Management, Compliance , IT Risk and Training committees. The Compliance Advisory Associate role assists in managing coverage areas or ... a competitive portfolio of benefits to its employees. **Role Description** The Compliance group within SMBC Nikko Securities Inc. serves as a regulatory advisory… more