• Associate II, ECM - Investment Banking…

    First National Bank of Omaha (Minneapolis, MN)
    …2-3 years of relevant investment banking, capital markets, or private equity experience. + FINRA SIE, 7, 63 and Series 79 License (or equivalent registrations) ... **Summary of the Job:** The primary focus of the Associate is to play a critical role in supporting...internal capital markets and institutional sales team, legal counsel, operations and compliance to coordinate transaction execution. **Mergers &… more
    First National Bank of Omaha (07/26/25)
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  • Associate Manager - Manager Leadership…

    Wells Fargo (Wayne, PA)
    …must also meet ongoing regulatory requirements including additional screening, if necessary + FINRA Series 9/10 and 65 (or 66) examinations or equivalent must ... military experience, education + US Only: Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7 and 63 or 7 and 66 examinations (or… more
    Wells Fargo (07/19/25)
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  • Associate Product Manager - Packaged…

    Wells Fargo (St. Louis, MO)
    …is seeking an Associate Product Manager to support the daily operations and strategic oversight of its Packaged Investment Products suite, tailored for brokerage ... the platform + Manage operational procedures and collaboration with Operations Team on product set up + Work with...ideal + Demonstrated knowledge of Packaged Investment Products + FINRA registration including Series 7 (or … more
    Wells Fargo (07/26/25)
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  • WM Affluent Associate

    US Bank (Franklin, TN)
    …investment industry experience preferred - To be eligible for business incentives, must have FINRA SIE, Series 6 or 7, 63 registrations and life, variable life, ... joint business initiatives. Other duties as assigned based upon FINRA licensure. **_T_** **_his role has multiple levels, open...**- Preference for partially or fully licensed candidates (Active Series 6, 7, 63, 65/66)** - Experience with the… more
    US Bank (07/12/25)
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  • Institutional Sales Support Associate

    Huntington National Bank (Columbus, OH)
    …more years of experience within Investments/Financial Services + Must obtain within 12 months of hire the FINRA SIE, Series 7 and Series 63 + 1 or more years ... At least 1 year of Broker dealer experience + FINRA SIE, Series 7 and Series...Series 63 + Proven experience in client service, operations , or sales support within financial services + Detail… more
    Huntington National Bank (07/30/25)
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  • Registered Wealth Investment Services…

    Citigroup (Jacksonville, FL)
    …services. + Knowledge of Microsoft Office (Excel, Outlook, and Word) preferred. + US Registered FINRA Series 7 & 63 Required. In addition, Series 66/65 ... The Registered Wealth Investment Service Associate is a Client Service and Sales support...Handles all inquiries/requests related to banking and /or investment operations - including placing unsolicited securities trades ( Series… more
    Citigroup (07/19/25)
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  • Registered Wealth Service Associate

    Citigroup (Jacksonville, FL)
    …services. + Knowledge of Microsoft Office (Excel, Outlook, and Word) preferred. + US Registered FINRA Series 7 & 63 Required. In addition, Series 66/65 ... The Intermediate Associate Telesales Representative is a Client Service and...Handles all inquiries/requests related to banking and /or investment operations - including placing unsolicited securities trades ( Series… more
    Citigroup (07/03/25)
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  • Equity Research Associate

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …cannot be applied, or the ability to obtain within three (3) months of hire. * FINRA Series 86/87 licenses or the ability to obtain within one (1) year of ... associates, and clients of the future. Our company values associate development and growth, offering opportunities through developmental programs,...hire. * FINRA Series 63 may be required, depending… more
    Raymond James Financial, Inc. (07/26/25)
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  • US Private Bank- Client Service Associate

    JPMorgan Chase (Houston, TX)
    …engage in additional products and services **Required qualifications, capabilities, and skills** + FINRA Securities Industry Essentials, Series 7 and Series ... is the place for you! As a Client Service Associate within the US Private Bank at JP Morgan...and fast paced environment with advisors, product partners and operations teams to deliver a seamless and integrated approach… more
    JPMorgan Chase (06/26/25)
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  • Financial Advisor Associate

    Vanguard (Dallas, TX)
    … 65/66 licenses required. + This job requires a regulatory license and/or registration (eg FINRA , NASAA). The SIE, Series 7, and Series 66 are required ... with sales representatives to onboard new clients into advice. + Daily Operations : Lead daily activities in a fast-paced environment, ensuring timely delivery of… more
    Vanguard (05/15/25)
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