- JPMorgan Chase (Boston, MA)
- …a seamless transition and operational readiness for our clients. As a project manager on the Securities Services Complex Assets Client Onboarding team, ... implementation of the Complex Assets Product Development strategic roadmap. + Provide project management for various new and ongoing complex asset client onboarding… more
- JPMorgan Chase (New York, NY)
- …while partnering with global stakeholders to execute business requirements. As a Business Manager within Securities Services , you will support Americas ... initiatives. Your responsibilities will include collaborating with the Global Securities Services Sales business management team and...+ Coordinate sales team budget and forecast exercises. + Project manage key work streams and ad hoc analysis… more
- JPMorgan Chase (New York, NY)
- …program that offers the opportunity to develop a comprehensive, end-to-end knowledge of the Securities Services business. You will spend your summer in one of ... establish a strong foundation in the key disciplines of Securities Services so that you will be...You also have the support of a mentor, program manager , as well as your direct manager .… more
- Citigroup (Getzville, NY)
- The Securities & Derivatives Group Manager is a senior management level position responsible for accomplishing results through the management of a team or ... + Master's degree preferred **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing **Time Type:**… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $75,000 - $85,000 USD TD is committed to providing fair ... for an Analyst within the Regulatory & Supervisory Management department at TD Securities in New York. **Department Overview** TD Securities provides a wide… more
- TD Bank (New York, NY)
- …of regulatory findings, including MRA's. Nice to have: Experience with US Anti-Fraud, Securities and Commodities laws, rules, and regulations as they pertain to US ... broker dealers will be a plus. The Audit Manager executes audits for an assigned business, function or project as part of a team or as an individual contributor… more
- TD Bank (New York, NY)
- …products, including fixed income credit, rates, and equities, and experience with Securities and Commodities laws, rules, and regulations as they pertain to US ... broker-dealers. The Audit Manager II provides specialized in-depth subject matter expertise and...Office + Ability to lead, plan, implement and evaluate program/ project activities to ensure completion of audit + Ability… more
- TD Bank (New York, NY)
- …programs, policies and practices globally for Investment Banking Compliance within TD Securities (USA) LLC. + Ensure comprehensive and robust policies and procedures ... (including written supervisory procedures) governing investment banking, securities underwriting, private placements. + Provides strategic vision to the development… more
- TD Bank (New York, NY)
- …and Front Office flash) is understood and managed. + Review and approve all project and FCP funding vehicle allocations. + Manage and track all revenue and cost ... of any regulatory changes or updates. + Collaborate with business manager colleagues to ensure cross-business consistency and efficiency of process delivery… more
- Wells Fargo (Charlotte, NC)
- …cash payments, customer service , funding operations, custodial operations, securities settlement services , structured loan operations, and general ledger ... **About this role:** Wells Fargo is seeking a Securities Operations Associate as part of the Court...and deliverables with narrower impact + Receive direction from manager and exercise judgment within defined parameters related to… more