- Citigroup (Getzville, NY)
- Job Description The Cash and Trade Proc Rep 5 is a role responsible for processing varied cash & trade operation tasks in coordination with the ... of limited complexity in a fast-paced environment, while focusing on quality , details and accuracy. **Responsibilities:** + Randomly extract, review and report… more
- TD Bank (New York, NY)
- …Our TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance team to develop and build out a ... global Surveillance QA program. The Surveillance Quality Assurance Manager will contribute to and...evaluating the effectiveness of the firm's surveillance framework across trade and communications monitoring. The incumbent will report to… more
- TD Bank (New York, NY)
- …behavioral models, predictive risk scoring for alerts, the creation of automated quality assurance tools leveraging a Large Language Model and Natural ... enhance the efficiency and accuracy of detection systems and quality assurance processes. This role requires a...ensure precision and reliability using platforms such as Nasdaq Trade Surveillance and Trading Hub, among others. + Create… more
- Capital One (Wilmington, DE)
- …+ Assist the Standby Letter of Credit team with discovery calls + Conduct quality assurance and general system testing + Prepare metric reports for internal ... Operations Associate - Trade Finance TM Fulfillment As an Associate in...to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could… more
- TD Bank (New York, NY)
- …Surveillance departmental procedures, providing relevant training for Surveillance, conducting quality assurance of alert disposition, reporting on the ... promoting regulatory compliance by developing and maintaining a comprehensive Trade Surveillance program, including identifying emerging risks, regulatory developments… more
- SMBC (New York, NY)
- …Leverage internal and external data to extract actionable insights. + Partner with Quality Assurance and User Acceptance Testing teams to ensure product ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...for an annual discretionary incentive award. In addition to cash compensation, SMBC offers a competitive portfolio of benefits… more
- JPMorgan Chase (Tampa, FL)
- …times are met with minimal stakeholder escalations + Engage in governance and quality assurance monitoring, analyzing error trends to prevent recurring issues ... setting the standard for excellence and consistency across the organization. As a Quality Control Manager within the Wholesale KYC Operations Reviewer team, part of… more
- PPL Corporation (Allentown, PA)
- …contracts, and other applicable project deliverables. 13. Manages "gate" reviews and quality assurance procedures. 14. Manages day-to-day operational aspects of ... contracts, and other applicable project deliverables. 13. Manages "gate" reviews and quality assurance procedures. 14. Manages day-to-day operational aspects of… more
- PPL Corporation (Allentown, PA)
- …walkdown, design package, contractor contracts, etc.). 10. Manages "gate" reviews and quality assurance procedures. 11. Manages day-to-day operational aspects of ... walkdown, design package, contractor contracts, etc.). 10. Manages "gate" reviews and quality assurance procedures. 11. Manages day-to-day operational aspects of… more
- City of New York (New York, NY)
- …Services (DHS). DSS-AO maintains the operation of the Office of Audit and Quality Assurance (OAQA), Office of Compliance and Support (OCS), Investigation, ... Vendor Monitoring Office (VMO). The Office of Audit and Quality Assurance (OAQA) ensures that FIA programs...ensures that FIA programs such as Food Stamps and Cash Assistance operate with a high level of accuracy… more