- City National Bank (Los Angeles, CA)
- * REGULATORY ASSOCIATE , IN- BUSINESS CLIENT SERVICE & OPERATIONS RISK & CONTROLS* WHAT IS THE OPPORTUNITY? This position will work directly with the City ... Defense to support and assist in identifying, monitoring and mitigating operational and regulatory risks within Client Service & Operations.The role will support… more
- Cherry Bekaert (Des Moines, IA)
- …shared success through teamwork, energy, and expertise. We approach today's toughest business challenges with a client -first mindset, working together to create ... practice, we have an excellent opportunity for a **Senior Associate ( Regulatory Compliance)** to join our team...to banks and financial institutions. As the level of regulatory and business complexity continues to increase,… more
- Dorsey & Whitney LLP (Minneapolis, MN)
- Regulatory Affairs Associate (#956) - Minneapolis Dorsey & Whitney LLP is seeking an associate with two to five years of experience in energy law with ... regulatory , litigation or transactional experience to join the ...an integrated, dedicated approach to its clients' legal and business needs. Dorsey's diverse client base includes… more
- Capital One (Richmond, VA)
- Principal Associate , Regulatory Risk and Governance Capital One is one of the fastest growing organizations in the world today. As a Principal Associate , you ... your risk management and project management skills in our Regulatory Risk and Governance team to support the implementation...have a high level of exposure across lines of business to identify and mitigate potential risks to the… more
- US Bank (Charlotte, NC)
- … Group (LRG) to support the enterprise Finance group as well as the Bank's business lines. The attorney will provide regulatory legal advice to senior management ... on new products and services, rulemakings, strategic business and regulatory initiatives, and supervisory matters. The position offers candidates a career with… more
- Wells Fargo (Los Angeles, CA)
- **About this role:** Wells Fargo is seeking a Senior Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more ... when applicable + Utilize prior experience in the Registered Client Associate role to anticipate and proactively... role to anticipate and proactively seek resolutions to client and business -related issues + Demonstrate seasoned… more
- WTW (Potomac, MD)
- …and may support new business efforts. The primary responsibility of the Associate Client Advocate is to provide an exceptional client experience, ... we unlock potential. Learn more at wtwco.com . The Associate Client Advocate (ACA) is responsible for...Client Advocate has a strong connection to the client 's business and fundamental understanding of its… more
- PNC (Cleveland, OH)
- …valued and have an opportunity to contribute to the company's success. As a Client Service Associate within the PNC Private Bank organization, you will be ... may be performed remotely, at the manager's discretion. The Client Service Associate serves as the primary...needed to be successful in this position. **Preferred Skills** Business Decisions, Client Counseling, Client … more
- Santander US (Dallas, TX)
- CIB Client Lifecycle Management (KYC/AML), Associate Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator ... anti-money laundering (AML), anti-bribery and corruption, anti-financial crime (AFC), and various regulatory standards and 2) support the Business Lines and… more
- KeyBank (Brooklyn, OH)
- …working within the financial industry or other client service roles. + Associate degree in business -related field or equivalent work experience **Skills** + ... Tiedeman Road - Brooklyn, Ohio 44144-2302 **Job Summary** The Client Service Associate (CSA) works in a...with KeyBank policies and procedures, as well as with regulatory and legal requirements. + Prepares various reports, correspondence,… more
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