- Coinbase (Columbus, OH)
- …connection, and alignment. Attendance is expected and fully supported. The Coinbase Regulatory Change Management (RCM) function is responsible for ... *What you'll be doing (ie. job duties):* * The Senior Associate of Regulatory Change Management (RCM) will support the management , execution and… more
- Mizuho Corporate Bank (New York, NY)
- … examinations, reviews, continuous monitoring, inquiries, horizon scanning for emerging regulations, regulatory change management , maintenance of the laws, ... Regulatory Affairs Group is seeking an Assistant Vice President of Regulatory Change Management who will lead the horizon scanning process to identify… more
- MetLife (Philadelphia, PA)
- …for key regulatory compliance activities including regulatory filings, regulatory change management , licensing and registration, and core ... 16 filings, CPO / CTA registrations, and OSC filings * Manage MIM's regulatory change management program, including impact assessment of new and changing… more
- SMBC (New York, NY)
- …Outside Business Activities and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance Alerts and other ... in response to new regulations and regulatory developments through the Regulatory Change Management process. + Provide regulatory advice and… more
- JPMorgan Chase (New York, NY)
- …impacts. + Maintain a robust controls framework to mitigate risks associated with regulatory change management . + Formulate readiness strategies for ... will collaborate with the regional and global partners, manage regulatory change governance framework for the region,...and governance model, aligning with global standards and risk management best practices. + Monitor the regulatory … more
- TD Bank (New York, NY)
- …particular with respect to policy and procedure related deliverables + Participate in regulatory change management and business-related processes to ensure ... business areas and developing understanding of financial institution's products and regulatory requirements and obligations. + Advanced project management skills… more
- Pilot Company (Knoxville, TN)
- …Responsible for building coalitions in support of position on key issues in coordination with regulatory agencies. 5.) Change Management : Drives change ... The core function of this role as the VP, Regulatory Affairs and Compliance is to provide Strategic Leadership...Strategic Leadership and Advocacy for Pilot within the complex regulatory landscape of the energy, transportation, and travel center… more
- Santander US (Miami, FL)
- …Audit, and Technology to help assess and escalate identified issues related to SEC/FINRA regulatory controls. 5. Change Management * Partner with the ... SEC/FINRA Regulatory Controls & Operational Oversight - VP Country:...identified therein; update accordingly. 2. Operational Control & Risk Management * Maintain a strong control environment by enforcing… more
- ServiceNow, Inc. (Addison, TX)
- …Risk Management ** + **Business Continuity & Operational Resilience** + ** Regulatory Change Management ** This is a **high-impact, high-visibility ... (Risk Management , Policy & Compliance, Audit, Vendor Risk, BCM, Regulatory Change , etc.) interoperate and scale within ServiceNow's platform architecture.… more
- Capital One (Richmond, VA)
- …provide tailored risk support for various initiatives and projects + Support the Regulatory Change Management process cross-functionally for FP&A, ensuring ... for and facilitate the execution of internal audits and regulatory exams, consult on management responses to...internal audits and regulatory exams, consult on management responses to issues, monitor timeliness of remediation and… more