- Citigroup (New York, NY)
- The Regulatory Communications , Advisory & Management team within the Enterprise Data Office's (EDO) Business Enablement and Data Governance group leads ... address senior leaders' questions, concerns and direction. The Regulatory Communications , Advisory & Management Senior Vice President (for EDO) reports… more
- SMBC (New York, NY)
- …Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance Alerts and other Communications Governance and Reporting: ... business is conducted and transactions are executed. **Role Objectives** The Broker Dealer Regulatory Governance Advisory Team within the CPAD Advisory … more
- Bangor Savings Bank (Portland, ME)
- …+ SR Specialist: Minimum 5 years of experience in compliance, audit, risk management , or regulatory advisory within financial services. Strong, practical ... Review: Review and approve marketing materials and customer communications ; provide advisory input on risk mitigation and regulatory alignment. + Risk… more
- City National Bank (New York, NY)
- …are in place to mitigate compliance risk. Maintaining regulatory change management , policies and procedures, training, and advisory matters. This role is ... *COMPLIANCE OFFICER SENIOR-INVESTMENT ADVISORY * *WHAT IS THE OPPORTUNITY?* The Senior Compliance...* Provide credible challenge at committee meetings. * Manage regulatory change management and participate with business… more
- Equitable (Charlotte, NC)
- …persistent, and have a growth mindset + Proven written and verbal communications skills **Skills:** **Client Relationship Management :** Knowledge of client ... Relationship Manager, Advisory and Investment Consulting ( 250000GV ) **Primary...Licenses Series 7 and 66 required + Demonstrated relationship management , sales, customer service, and presentation skills in large… more
- NTT America, Inc. (Itasca, IL)
- …to changing market, regulatory , and customer dynamics** **Key Responsibilities:** **Client Advisory & Relationship Management ** + Serve as a senior advisor ... day at NTT DATA** **We are seeking a dynamic and experienced P&C Insurance Advisory Lead to join our business consulting practice. In this role, you will spearhead… more
- MUFG (Irving, TX)
- …contributor will be a sanctions regulations subject matter expert supporting GSCD's Regulatory Advisory functions across MUFG Bank, globally. The GSCD Program ... **Engaging with OFAC, prudential regulators, internal audit, and testing.** + **Sanctions regulatory change management ** - Monitoring sanctions regulatory … more
- Ankura (Philadelphia, PA)
- …- and provide testimony in a wide variety of venues, including specialized regulatory boards. Advisory Services: Our clients seek identification of risks ... founded on innovation and growth. Practice Overview: Ankura's Construction Disputes & Advisory Expert and Advisory Services: Expert Services: Our construction… more
- MUFG (Los Angeles, CA)
- …specialty investment bank and provides M&A, capital raising and strategic advisory services to entrepreneurs, family-owned companies, private equity sponsors and ... in San Francisco, New York, Chicago, and Charlotte. Intrepid is the middle-market advisory arm of Mitsubishi UFJ Financial Group (NYSE: MUFG), one of the largest… more
- Edward Jones (St. Louis, MO)
- …highly skilled individual to serve as a Senior Consultant within a newly created Strategic Advisory team. This individual will be a key member of an advisory pod ... senior leaders, in a structured manner via presentations, meetings, and written communications + Track industry and competitive trends, and develop business outlook… more
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