- Bank of America (College Park, GA)
- …+ Analytical Thinking + Attention to Detail + Collaboration + Regulatory Compliance + Adaptability + Business Process Analysis + Critical Thinking ... investigate and decision issues, incumbent will interact with multiple business partners. Communication includes process education, operational accounting… more
- CREO (NC)
- …DESCRIPTION OVERVIEW The Director, Business Development specializing in Quality & Regulatory Compliance will be responsible for conducting market research to ... close sales and finalize agreements with customers. The Director, Business Development will work closely with various CREO industry...Responsible for executing the Quality & Regulatory Compliance practice area's sales plan and process ,… more
- Scotiabank (Tampa, FL)
- …initiatives impacting the TAO or GTB business . + Provide effective challenge of the Compliance Risk Assessment process for the TAO and GTB business . + ... Director, US Bank Regulatory Compliance , Global Transaction Banking **Requisition...applicable on operational guidelines (NACHA, Fedwire) impacting the GTB business . + Lead the Compliance Program for… more
- SMBC (New York, NY)
- …and Second Lines of Defense regarding a broad range of compliance and regulatory issues and works hand-in-hand with business /function partners to advise on ... remediation efforts stemming from regulatory enforcement actions. + Assist in process to determine whether to self-report material non- compliance issues to… more
- TD Bank (New York, NY)
- …maintenance of a consumer regulatory compliance program through compliance activities across various lines of business , banking offices, and operating ... regulatory / compliance issues + Focuses on compliance strategies/issues with business unit partners and...you need to succeed in your new role. **Interview Process ** We'll reach out to candidates of interest to… more
- Mastercard (Atlanta, GA)
- …our Global Regulatory team to lead the Americas regulatory compliance program for our cross-border account-to-account business . This position is integral ... will require strong leadership, collaboration and execution to ensure regulatory compliance across the business ....compliance requirements * Oversee quality assurance and testing process for regulatory compliance functions… more
- LinkedIn (Mountain View, CA)
- …seeking a Governance, Risk and Compliance Manager with expertise in legal and regulatory compliance to join our Global Compliance and Integrity team. ... business needs. + Drive change management initiatives for compliance programs across the organization. + Define, track, and...experience. + 4+ years of experience in risk management, regulatory compliance , or audit. + Demonstrated ability… more
- MetLife (Philadelphia, PA)
- …the team. The Compliance Officer will be primarily responsible for key regulatory compliance activities including regulatory filings, regulatory ... management, licensing and registration, and core regulatory compliance programs. This role will work closely with the...and oversight of implementation plans * Support the annual Compliance review process and preparation of 206(4)-7… more
- Banco Popular Puerto Rico (New York, NY)
- …maintenance of a consumer regulatory compliance program through compliance activities across various lines of business , branches, and operating ... + Perform regulatory research in response to business unit compliance inquiries. Assist/support the ...other customer communications subject to consumer protection regulations for compliance . + Support the issue management process … more
- Southern California Edison (Irvine, CA)
- Join the Clean Energy Revolution Become a Regulatory Compliance Senior Advisor at Southern California Edison (SCE) and build a better tomorrow. In this job, ... safer and more resilient workplace for everyone. As a Regulatory Compliance Senior Advisor, your work will...implement sound business decisions. Reviews strategies and business communications in order to ensure compliance … more