- SMBC (New York, NY)
- …to follow up on issues until resolved. + Must be well organized with project management skills. + Regulatory compliance experience at a broker dealer and ... Business Activities and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management ...+ M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member +… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists ... to internal reporting and tracking related to examinations and regulatory findings. + Assist with the management ...and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory … more
- MetLife (Philadelphia, PA)
- … Compliance Officer to join the team. The Compliance Officer will be primarily responsible for key regulatory compliance activities including ... regulatory change management , licensing and registration, and core regulatory compliance programs. This role will work closely with the MIM Operations,… more
- Banco Popular Puerto Rico (New York, NY)
- …Dec 4, 2025 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior Compliance Officer II - Regulatory US B Regulatory ... Compliance We are looking for a Senior Compliance Officer to join our Compliance...Lakes, FL. The right candidate will support the consumer regulatory compliance functions for Popular Bank, including… more
- JPMorgan Chase (Charlotte, NC)
- …as well as procedures. Other responsibilities include regulatory and legislative compliance , security officer management , alarm response, crisis ... ATM, branch and corporate building security. As a Security Officer within our Global Security team **,** you will...service oriented position + Strong leadership skills and previous management experience + **Will also need to pass a… more
- Scotiabank (Tampa, FL)
- …team, committed to results, in an inclusive and high-performing culture. **Director - US Regulatory Compliance Officer - Global Banking & Markets - Tampa, ... Director, US Bank Regulatory Compliance , Global Transaction Banking **Requisition...results, in an inclusive and high-performing culture. **Purpose** The Compliance Officer will serve as the primary… more
- T. Rowe Price (Owings Mills, MD)
- …compliance vision and strategy in conjunction with the Chief Compliance Officer . + Monitor ongoing legal and regulatory developments. Design and lead ... . About this Position Reporting to the Broker/Dealer Chief Compliance Officer , the role is responsible for...Compliance colleagues to review, interpret and implement new regulatory requirements as well as enhance existing compliance… more
- Dana-Farber Cancer Institute (Brookline, MA)
- …only work remotely from a New England state (ME, VT, NH, MA, CT, RI).** The Regulatory Compliance Director is a key part of the Compliance team, ... state healthcare laws, payer requirements and internal policies. The Regulatory Compliance Director is responsible for developing,...Compliance Director will report directly to the Chief Compliance Officer . Located in Boston and the… more
- Maryland Treatment Centers, Inc. (Baltimore, MD)
- …our Baltimore Team. The Specialist works under the direction of the Corporate Compliance Officer to ensure that MMTC remains up-to-date on applicable healthcare ... direction/recommendations to senior leadership, program clinicians and directors for regulatory compliance * Serve as back-up corporate... * Serve as back-up corporate wide trainer for Compliance Officer on Compliance , HIPAA,… more
- Shuvel Digital (Pensacola, FL)
- … Analyst Hybrid Vienna, VA/Winchester, VA/Pensacola FL. Top 3 Required Skills: + Regulatory Compliance + Risk Management + Analytical Thinking Top ... to stakeholders in a constructive and solutions-oriented manner. Qualifications: + Experience in regulatory compliance , risk management , or audit within a… more