- Grant Thornton (New York, NY)
- As a Regulatory Compliance Risk Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs by providing ... knowledge on emerging regulations and help organizations leverage efficiencies within the Risk , Regulatory Compliance & Controls Practice - all with the… more
- Citigroup (Miami, FL)
- Citibank, NA seeks a Regulatory Risk Senior Officer for its Miami, FL location. Duties: Implement governance enhancements across Citi Latin America. Leverage ... procedures including a command of the collateral management process; Performing regulatory risk analysis ensuring compliance with policy related to capital… more
- American Express (New York, NY)
- …progress by creating a culture of risk awareness and proactivity around regulatory matters. The Compliance Risk Management team facilitates and monitors ... Audit & Regulatory Engagement team supports the Compliance Risk Management internal and external exams... Senior Manager and will work closely with Compliance , Regulatory Exam Lifecycle Management, US … more
- M&T Bank (Clanton, AL)
- …on new and evolving business products and services from a fiduciary and regulatory compliance risk perspective . Perform testing oversight, including ... by executing program activities that prevent, detect and mitigate regulatory and compliance risk across...and regulatory reporting. **Scope of Responsibilities:** The Senior Compliance Advisor works under general supervision… more
- Citigroup (Irving, TX)
- …risks are appropriately identified and addressed. + Investigating and responding to compliance risk issues. Investigating regulatory inquiries, preparing ... Serves as a compliance risk officer for Independent ...compliance related issues. + Reviewing materials to ensure compliance with various regulatory and legal requirements… more
- Citigroup (Tampa, FL)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice… more
- BMO Financial Group (Chicago, IL)
- …cause analysis to material process and control deficiencies causing or leading to regulatory compliance risk . + Identifies, assesses, effectively challenges ... and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align… more
- Guidehouse (Mclean, VA)
- **Job Family** **:** Risk & Regulatory Compliance Consulting **Travel Required** **:** Up to 50% **Clearance Required** **:** None **What You Will Do** **:** ... financial crimes, fraud, consumer protection, risk management, and / or regulatory compliance experience. Responsibilities will include, but not be limited… more
- Wellington (New York, NY)
- …that aligns our perspectives with those of our clients. **About the Role** The Senior Regulatory Compliance Analyst will support Wellington Management's ... compliance and risk professionals and attorneys. **RESPONSIBILITIES** The Compliance Senior Analyst's primary responsibilities will include the following:… more
- Peak Vista (Colorado Springs, CO)
- Senior Compliance & Risk ...organization for risk mitigation and prevention and regulatory compliance . + Collaborate with clinical staff ... Specialist Summary Title: Senior Compliance & Risk Specialist ID:0402-4507 Department Location:3205/3207 N. Academy, Colorado Springs, CO 80917… more