- Santander US (Dallas, TX)
- Regulatory Compliance Testing - Advisor Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in the ... to Talk to You!** **The Difference You Make:** The Advisor , Compliance Testing (CT) plays... testing scripts) and reporting on Financial Services compliance testing reviews and regulatory … more
- Santander US (Dallas, TX)
- Regulatory Compliance Testing - Senior Advisor Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator ... The Senior Advisor is part of the Compliance Testing ("CT") team for the Santander...and creating testing scripts) and reporting on compliance testing reviews and regulatory … more
- Southern California Edison (Rosemead, CA)
- Join the Clean Energy Revolution Become a Regulatory and Compliance Senior Advisor at Southern California Edison (SCE) and build a better tomorrow. In this ... job, you'll be part of the Ethics and Compliance organization's External Regulatory Audits and Risk-based...in collaboration with Transmission & Distribution (T&D). The Senior Advisor will develop detailed project plans as necessary; lead… more
- Southern California Edison (Rosemead, CA)
- …transactional and operating rules and guidelines + Advises business units on regulatory compliance reporting, monitors and conducts surveillance of compliance ... **Join the Clean Energy Revolution** Become a Regulatory Policy Advisor in Grid Policy...compliance investigations + Participates in the development of regulatory strategies and policies that support business strategies +… more
- State of Colorado (Denver, CO)
- …former State experience relevant to this position, especially experience working in regulatory compliance at an administrative agency. + Professional experience ... ECMC Enforcement Advisor ( Compliance Specialist IV) - Hybrid...08 Please describe whether you have experience working in regulatory compliance at an administrative agency. Please… more
- Capital One (Richmond, VA)
- Senior Manager, Compliance Advisor - Retail Bank The Senior Manager, Compliance Advisor - Retail Bank performs a key risk management role (second line of ... Compliance Management Program framework, the Retail Bank Compliance Advisor is responsible for delivering quality...Perform UDAAP validations and reviews + Active involvement with compliance testing and third party compliance… more
- Capital One (Plano, TX)
- Compliance Advisor Manager **The Compliance Advisor Manager performs a key risk management role (second line of defense), to help ensure corporate ... within the Compliance Management Program framework, the Compliance Advisor Manager is responsible for delivering...guidance, advise, and effective challenge** + **Active involvement with compliance testing and third party compliance… more
- Principal Financial Group (Des Moines, IA)
- **What You'll Do** Join our Benefits & Protection Compliance team as a Compliance Advisor supporting regulatory excellence in the life and disability ... and regulations, manage regulatory exams, and help enhance our compliance testing programs. **What You'll Do:** + Advise business partners and compliance… more
- Capital One (Mclean, VA)
- …Certified Information Privacy Professional (CIPP), Certified Risk Professional (CRP) or Certified Regulatory Compliance Manager (CRCM) At this time, Capital One ... departments, and job levels, both inside and outside the Compliance Department + Understanding of key regulatory ...be regularly worked. McLean, VA: $170,800 - $194,900 for Compliance Advisor Sr. Manager New York, NY:… more
- USAA (Plano, TX)
- …Program, specifically as it relates to secure software development. The Risk and Compliance Advisor (Mid-Level) will collaborate closely with team leads to ... compliance experience in a highly matrixed environment. + Knowledge of compliance laws, regulations, and regulatory expectations. + Demonstrated ability to… more