- American Express (Salt Lake City, UT)
- …and together, you will help us define the future of American Express. The Regulatory Exam Lifecycle Management team ("RELM") in Global Risk and Compliance is ... make an impact in this role?** + The RELM Manager is primarily responsible for supporting regulatory ...company and our external examiners. **Responsibilities:** + Seamlessly execute regulatory exams beginning with announcement of the exam… more
- TD Bank (Mount Laurel, NJ)
- …the Compliance regulatory ** **engagement** **strategy. The Compliance Audit & Exam Manager will prepare regular stakeholder communication, provide input for ... responsiveness and appropriateness.** **In this position, the** **Compliance Audit and Exam Manager will manage ongoing supervision processes and meetings… more
- Capital One (Mclean, VA)
- Senior Manager , Risk Management - Audit & Exam Engagement Lead Capital One is one of the fastest growing organizations in the world today, powered by our passion ... advice and to deliver high-impact results. The Audit and Exam Engagement Lead will play a critical role in...supporting the organization throughout the lifecycle of audits and regulatory exams. The lead will apply their knowledge of… more
- TD Bank (Charlotte, NC)
- …dedicated to setting new industry standards. TD Bank is seeking a Senior Manager to coordinate across Compliance Programs to proactively prepare for audit exams. The ... manager is responsible for developing an annual plan to...action plan management and support + Make sure latest regulatory expectations and supervisory feedback are incorporated into management… more
- PNC (Dallas, TX)
- …valued and have an opportunity to contribute to the company's success. As a Field Exam analyst within PNC's Business Credit organization, you will be based in on of ... PA, New York, NY, Atlanta, GA or Los Angeles, CA. As a Field Exam Analyst, you will evaluate borrower's financial records, collateral and operational processes to… more
- Truist (Atlanta, GA)
- …management compliance gaps, partners in the analysis of legal, regulatory and compliance initiatives. Manages cybersecurity risk and compliance functions ... of compliance gaps, evaluating and tracking cyber program maturity, and acting as exam & audit advisor to business segments and functions. **ESSENTIAL DUTIES AND… more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As a Regulatory Strategy Engagement Manager within the Firmwide Regulatory Strategy ... stakeholders and their respective regulators. + Oversee and Lead regulatory exams through the exam lifecycle, as...Oversee and Lead regulatory exams through the exam lifecycle, as well as ongoing monitoring engagements. +… more
- Scotiabank (Dallas, TX)
- Manager , Regulatory Relations Group **Requisition ID:** 219603 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is a guideline ... The incumbent is responsible for supporting and coordinating supervisory exam management, continuous regulatory monitoring interactions, and reporting… more
- City National Bank (Los Angeles, CA)
- …responses to exam findings. * Responsible for ensuring responses to regulatory concerns are well informed and appropriately address concerns raised. * Support ... ability to work independently as well as collaboratively. * Experienced in regulatory interaction, project management, exam management and issue management with… more
- Byline Bank (Chicago, IL)
- …cross-functional projects in a dynamic financial environment. **Duties and Responsibilities:** ** Regulatory Exam Coordination:** + Serve as the lead coordinator ... regulatory developments and examinations. + Develop and maintain regulatory exam playbooks, response templates, and training...+ Be self-motivated and an effective time and project manager with a strong attention to detail. + Demonstrate… more