- SMBC (New York, NY)
- …Second Lines of Defense regarding a broad range of compliance and regulatory issues and works hand-in-hand with business/function partners to advise on compliance ... conducted and transactions are executed. **Role Objectives** The Broker Dealer Regulatory Governance Advisory Team within the CPAD Advisory Function provides… more
- Stanford Health Care (Pleasanton, CA)
- …is a Stanford Health Care job.** **A Brief Overview** The Lead Security Officer assists in ensuring medical center safety and security during assigned shifts and ... responds to code designated incidents and other emergencies. The Lead Security Officer writes comprehensive reports detailing causes, actions and responses and is… more
- Florida Atlantic University (Boca Raton, FL)
- …Summary: Florida Atlantic University is seeking an Export Control and Research Security Officer - Boca Raton, FL. Reporting to the Associate Vice President, Research ... of Research (DoR), the Research Security and Export Control Officer plays a critical role in the administration of...Treasury) and serve as a point of contact for regulatory inquiries and compliance reporting. + Assist in investigation… more
- Oregon State University (Corvallis, OR)
- …Position Information Department Dept of Public Safety (QUB) Position Title Communications Officer Job Title Communications Officer Appointment Type Public Safety ... youth programs may have additional criminal history checks every 24 months. Nuclear Regulatory Commission, 10 CFR 73.2 (a) (1). Defines a background check as:… more
- SMBC (Charlotte, NC)
- …of benefits to its employees. **Role Description** The Director, IT Functional Control Officer (FCO) for Capital Markets/Nikko is a change agent and risk management ... a trusted advisor to the CM Nikko Chief Information Officer and their teams, driving a culture of accountability...and continuous process improvement practices. - Strong understanding of regulatory frameworks (eg, FRB, SEC, FINRA, NFA, CFTC, OCC).… more
- Tradeweb (New York, NY)
- …**Group Details** Tradeweb is seeking a mid-to-senior level Compliance Officer with deep expertise in data privacy, privacy by design, ... who can integrate privacy considerations into the entire data lifecycle-ensuring regulatory alignment and ethical standards in AI use cases. **Job Responsibilities**… more
- Stanford Health Care (Palo Alto, CA)
- …Maintains current status of personnel in the field. Maintains radio contact with officer personnel and enforces proper radio control and courtesy. + Monitors CCTV ... is completed. + Must be able to fill in the position of Security Officer when operational needs dictate **Education Qualifications** + High School Diploma or GED… more
- Banc of California (Encino, CA)
- …Serves a dual-purpose role fulfilling responsibilities of both a Customer Relationship Officer and Teller. + Profiles customers while opening or servicing deposit ... with Branch Manager regarding responses for independent third party and regulatory audits of the department; ensures deficiencies identified from such audits… more
- Rockefeller University (New York, NY)
- …with the University's researchers,other departments on campus,and a wide range of outside regulatory and advisory agencies to ensure that the University is a safe ... compliance with occupational exposure limits. Responsibilities The Assistant Safety Officer II will serve as the primary back-up to...serve as the primary back-up to the Associate Safety Officer . In addition, the ASO II will assist in… more
- RGP (Pomona, CA)
- …currently representing a client in Pomona, CA seeking a CFO.** The Chief Financial Officer (CFO) is a key member of the executive leadership team, responsible for ... relationships with external stakeholders, including banks, investors, auditors, and regulatory agencies. + Provide financial oversight for multi-site project… more
