- TD Bank (Greenville, SC)
- …established function within the AMCB Finance division, designed to strengthen AMCB's governance and control environment over financial reporting and operational ... details for this role. **Line of Business:** Finance **Job Description:** The Finance Manager provides a range of strategic Finance advice, analysis and support for… more
- City National Bank (New York, NY)
- *GRC REGULATORY AFFAIRS AND GOVERNANCE MANAGER * WHAT IS THE OPPORTUNITY? Position reports to the Head of Regulatory Affairs & Governance in the GRC ... the Bank and RBC US/CUSO. * Manages the quarterly reporting on regulatory remediation efforts within the...regulatory responses and has proper signoff through appropriate governance channels, as necessary * Oversee and coordinate the… more
- TD Bank (Charlotte, NC)
- …may vary depending on availability and individual circumstances._ The Compliance Governance & Operations Manager leads the development and implementation ... governance oversight through management of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and… more
- American Express (New York, NY)
- …seeking a highly motivated and detail-oriented colleague to be a part of our ERM Governance , Reporting and Independent Review team in the second line of defense ... safe, sound and fully compliant manner within all applicable regulatory expectations. We create and maintain the overall risk...appropriate to enhance the efficiency and accuracy of risk reporting processes. + Risk Governance and Independent… more
- Truist (Charlotte, NC)
- …job description:** Provide recurring and ad hoc support for complex risk reporting , data, business intelligence, and related topics. Role is primarily aligned to ... for issue identification, risk response, issue closure criteria, and enterprise-wide reporting and aggregation of thematic issues in policy and procedure. 2.… more
- TD Bank (Charlotte, NC)
- …and enterprise as appropriate. **Overview:** We are seeking a strategic and analytical Manager to join our Enterprise Regulatory Compliance Management (RCM) Risk ... dashboards.** + **Provide strategic input into the design and improvement of risk reporting routines and management-level governance processes.** + **Act as a… more
- TD Bank (New York, NY)
- …editing, drafting, and maintaining relevant policies and procedures + Ensure governance documents align with regulatory expectations, internal standards, ... of impacted governance documents + Ensure the updating of relevant governance documentation adequately reflects evolving legal, regulatory , and industry best… more
- TD Bank (New York, NY)
- …building and scaling compliance programs. This critical role reports to the lead Governance Program Management Senior Manager and will lead the design and ... may vary depending on availability and individual circumstances._ The Compliance Governance & Operations Manager leads the development and implementation… more
- TD Bank (New York, NY)
- …and audit) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the Senior Manager , Governance and Control, the ... and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of... Manager supports Change Governance Programs across TD Securities (Globally), ensuring a strategic,… more
- Raymond James Financial, Inc. (Denver, CO)
- The Fraud Governance Manager plays a key role in the oversight and strategic coordination of the firm's fraud risk management framework. This role is responsible ... organizational, and communication skills, with a deep understanding of fraud risk, regulatory expectations, and governance best practices. **Essential Duties and… more