- Iowa Department of Administrative Services (Des Moines, IA)
- Retirement Investment Officer - Compliance Print (https://www.governmentjobs.com/careers/iowa/jobs/newprint/5021399) Apply Retirement Investment ... Employees Retirement System (IPERS) is seeking aRetirement Investment Officer - Complianceto play a critical... - Complianceto play a critical role in overseeing investment compliance within ourRisk Management and … more
- City and County of San Francisco (San Francisco, CA)
- …For SFERS seeks an experienced investment professional for the position of Investment Officer ("IO") for its Real Assets portfolio, which includes real ... Investment Division serves as a resource to the Retirement Board in the development of investment ... management experience at a position equivalent to an Investment Officer or higher with an … more
- City National Bank (Los Angeles, CA)
- * INVESTMENT RELATIONSHIP OFFICER * WHAT IS THE OPPORTUNITY? Assist Financial Advisors by providing day to day client support and operational service on all CNS ... knowledge of current economic and market events and their impact on various investment vehicles.Comply with and conform to all compliance and regulatory… more
- US Bank (Chicago, IL)
- …Day One. **Job Description** This position within RSS will serve as the Chief Compliance Officer (CCO) for one of our multiple series trusts (MST) containing ... - Ten or more years of experience in a compliance or financial industry related role, preferably in a...Pregnancy disability and parental leave + 401(k) and employer-funded retirement plan + Paid vacation (from two to five… more
- TD Bank (New York, NY)
- …more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, ... risks of new products and mandates. The Senior FCRM Compliance Officer is responsible for supporting the...to 7 years of knowledge and experience in FCRM compliance , preferably within the investment banking division… more
- NBT Bank (Syracuse, NY)
- …ensure that they are in compliance . + 10% Serves on the department's Investment Policy Committee and the Bank's Retirement Plan Committee. + 5% Other duties ... of a more complex nature within the Trust & Investment Department and assisting in business development. Insures that...: Including hospital, accident, and critical illness coverage. + Retirement Plans: Benefit from a 401(k) plan with employer… more
- TD Bank (New York, NY)
- …**Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team supports ... Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to deliver a… more
- City of Boise (Boise, ID)
- Parking Compliance Officer I Print (https://www.governmentjobs.com/careers/boiseid/jobs/newprint/5030074) Apply Parking Compliance Officer I Salary ... The City of Boise is now hiring a Parking Compliance Officer I to help ensure safe,...dental and vision options. + Post-employment health savings account. Retirement and Investment Plans: + PERSI … more
- Arena Investors LP (Jacksonville, FL)
- …others won't. Arena is looking to expand the team through the addition of a senior Compliance Officer . In this role, this individual will work closely with the ... variety of regulatory compliance issues primarily in compliance with the Investment Advisers Act of...+ Health Care Plan (Medical, Dental & Vision) + Retirement Plan (401k, IRA) + Life Insurance (Basic, Voluntary… more
- T. Rowe Price (Baltimore, MD)
- …about contributing to the growth of our operations. Role Summary The Investment Compliance Officer identifies, interprets, and programs restrictions ... attorneys, client operations managers and other internal and external parties. The Investment Compliance Officer also proactively assesses the impacts… more