- SMBC (Jersey City, NJ)
- …a competitive portfolio of benefits to its employees. **Role Description** This Finance Control Oversight Vice President (VP) role will support the review and ... in the financial services industry. + Extensive knowledge/experience of process and control design and execution, risk assessment, and issue management. +… more
- TD Bank (New York, NY)
- …must have compliance experience in the investment banking space, preferably in an advisory capacity. The Vice President will assist in the management of ... role. **Job Description:** **Preferred Qualifications:** We are looking for a Vice President, Compliance - US Corporate Investment Banking Compliance Advisory… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** **Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team in ... NYC. The ideal candidate must have compliance advisory experience with background in OTC and Exchange-Traded Equities,...firm policies for covered business areas + Conduct compliance risk assessments to ensure effective business control … more
- MUFG (Irving, TX)
- …and communicating with prudential regulators. **Responsibilities:** Responsibilities of the Global Sanctions Advisory Vice President may vary based on need, but ... will be a sanctions regulations subject matter expert supporting GSCD's Regulatory Advisory functions across MUFG Bank, globally. The GSCD Program is responsible for… more
- Citigroup (Tampa, FL)
- The Program Management Advisory and Execution (PMAE) is the only enterprise level resource that supports all business units across the bank to plan, execute and ... will vary across engagements but generally will range from regulatory compliance to risk management, to the integration of technology into the business process. PMAE… more
- Bloomberg (New York, NY)
- Risk Officer - Enterprise Products ( Risk Advisory ) - Chief Risk Office Location New York Business Area Legal, Compliance, and Risk Ref # 10046060 ... First Line of Defense (1LOD) risk execution and partnering on Risk Control Self-Assessment (RCSA) activities + Successfully identify and recommend … more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for the Independent Compliance Risk Management (ICRM)'s Control Room team. The ICRM Global Surveillance platform ... employee trading, outside activities surveillance, and information barrier controls/surveillance. This Vice President (VP) role sits within the Control Room… more
- Citigroup (Irving, TX)
- …Banking and Risk and with key Regulators, Internal Audit, and control functions + Coordinates projects and optimizes resource allocations within the Energy team ... internal control functions including Internal Audit and Fundamental Credit Risk as well as with external audit. **CLIENT RELATIONSHIPS / BUSINESS PARTNERSHIP:**… more
- Bloomberg (New York, NY)
- Risk Manager - Engineering Advisory -...Defense (FLOD) risk execution and partnering on Risk Control Self-Assessment (RCSA) training efforts + ... and Compliance, Finance, Operational Resilience, and Internal Audit, to provide centralized risk frameworks, processes, tools, training and advisory services to… more
- JPMorgan Chase (New York, NY)
- …of Business (LOB), global and regional Compliance teams, Internal Audit, Operational Risk , Control , and other functions. The candidate should possess expertise ... degree + 8+ years of relevant industry experience in compliance, audit, risk management, or similar control -related function, including knowledge of, and… more