- Edward Jones (St. Louis, MO)
- …The posting may close early due to the volume of applicants. The Risk Manager - Investment Advisory partners with stakeholders in the Wealth Management ... Advice & Solutions (WMAS) division to manage the risks associated with the Investment Advisory program. Effectively controls the risks associated with business… more
- Truist (Charlotte, NC)
- …America) **Please review the following job description:** A first line of defense risk professional working on a team within the Governance and Controls Office ... proactively identifying, mitigating and managing risks with a focus on the Investment Banking coverage, origination and syndication businesses. This position will be… more
- Citigroup (New York, NY)
- **Job Description** The Investment Advisory Discretionary Solutions Manager will be part of the Citi Wealth Investment Advisory Programs team within ... Investment Solutions. The Investment Advisory Programs team are responsible for...with various stakeholders including Technology, Performance measurement team(s), Legal, Risk , Compliance Supervision others Be one of the subject… more
- Arup (New York, NY)
- …and to the clients and communities we serve. We are currently seeking a ** Manager ** for our Sustainable Investment Advisory (SIA) team with experience ... will help shape and lead our offering in ESG Advisory , providing analysis, strategy, and management services to help...to help clients understand ESG best practices and evaluate risk and opportunities. You will be part of an… more
- Bank of America (New York, NY)
- …We are seeking an experienced Vice President to join our industry-leading Secondary Advisory Investment Banking team within our M&A group. Bank of America's ... Vice President - Investment Banking, M&A - Secondary Advisory ...junior bankers. + Financial, Research and Business Analysis/Analytics. + Risk Analytics/Management. + Regulatory Compliance. **Desired Qualifications:** + Bachelor's… more
- TD Bank (New York, NY)
- …our team in NYC. The ideal candidate must have compliance experience in the investment banking space, preferably in an advisory capacity. The Vice President will ... management of the firms compliance program supporting all corporate investment banking Functions including Debt and Equity Capital Markets....team are in a manner consistent with the Bank's risk culture and the relevant risk appetite… more
- Raymond James Financial, Inc. (New York, NY)
- …responsibility for developing and delivering an important part of the organization's investment policy. Also responsible for maximizing the value of investments by ... managing an investment department or unit. Take responsibility for developing and...decisions. Take responsibility for developing and delivering the organization's risk management and/or risk control policies and… more
- City National Bank (Newark, DE)
- …or external events. The Operational Risk Business Oversight (ORBO) Program Manager is responsible for providing advisory and oversight, with a particular ... *OPERATIONAL RISK BUSINESS OVERSIGHT PROGRAM MANAGER * WHAT...risk acceptances and new business initiatives * Provide advisory , oversight, and challenge over key operational risk… more
- Wells Fargo (Seattle, WA)
- **About this role:** Wells Fargo is seeking a Financial Advisory Senior Area Manager in Wealth and Investment Management as part of Wells Fargo Advisors. For ... clients + Determine appropriate strategy and actions of Financial Advisory team to meet moderate to high- risk ...Financial Advisory team to meet moderate to high- risk deliverables + Interpret and develop Financial Advisory… more
- Guidehouse (Mclean, VA)
- **Job Family** **:** Risk & Regulatory Compliance Consulting **Travel Required** **:** Up to 50% **Clearance Required** **:** None **What You Will Do** **:** ... Guidehouse has an aggressive growth strategy for its Financial Crimes, Risk and Compliance (FCRC) practice and currently seeks candidates with relevant financial… more