- First Horizon Bank (Memphis, TN)
- …DUTIES AND RESPONSIBILITIES** + Monitor all aspects of client relationships and conduct customer due diligence and enhanced due diligence when necessary. + ... cases for review and approval by management. + Provide risk rating recommendations to management for clients' relationships reviewed,...by determining if client is low or potentially high risk . + Onboarding - Review and Analyze prospect client(s)… more
- ManpowerGroup (Reading, PA)
- …a leading financial services provider, is seeking a Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) Specialist to join their team. As a ... Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) Specialist ,...+ **Perform customer risk assessments and identify high- risk customers requiring enhanced due … more
- Robert Half Technology (Kerrville, TX)
- …training programs for staff on compliance topics such as suspicious activity reporting, customer due diligence, and enhanced due diligence. * Investigate and ... Description We are looking for an experienced IT Risk and Compliance Specialist to lead and enhance our organization's compliance programs. This role requires an… more
- Dow Jones (New York, NY)
- …of News Corp (Nasdaq: NWS, NWSA; ASX: NWS, NWSLV). **About the Team:** Dow Jones Risk & Compliance is a specialist team within the wider Dow Jones organization. ... & Compliance business in your assigned territory. The Sales Specialist , Dow Jones Risk & Compliance roles...you need assistance or accommodation in completing your application, due to a disability, email us at ###@dowjones.com. Please… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Supervisory Control Specialist to join our Client Relationship Group (CRG) within Wealth and Investment ... regulatory, compliance and legal requirements. The Senior Supervisory Control Specialist understands the complexity, partnership needs and customer service… more
- Regions Bank (Dunedin, FL)
- …responsible for performing a variety of operational activities within the Enhanced Due Diligence (EDD) scope of work. The specialist will work closely with ... reviews when certain events occur that may raise the risk profile for certain customer relationships + Completes customer... profile for certain customer relationships + Completes customer enhanced due diligence as necessary + Partners… more
- Wells Fargo (Salt Lake City, UT)
- **About this role:** Wells Fargo is seeking a Licensed Customer Support Specialist as part of the The Private Bank (TPB) Service Team within Wealth and Investment ... at wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) . As a Licensed Customer Support Specialist , you will be responsible for providing best-in-class customer… more
- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Supervisory Control Specialist to join our Client Relationship Group within the Centralized Supervision Ad Hoc team as ... within Integrated Brokerage + Review and analyze controls to manage high risk investment strategies and complex products + Evaluate resources to monitor … more
- Wells Fargo (Rochester, NY)
- **About this role:** Wells Fargo is seeking a Supervisory Control Specialist to join our Client Relationship Group within Wealth and Investment Management. Learn ... controls, tools and training + Review and analyze controls to manage high risk investment strategies and complex products + Evaluate resources to monitor risk… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Supervisory Control Specialist to join our Financial Network (FiNet) within the Branch Infrastructure and Operations ... Fargo Advisors Financial Network + Review and analyze controls to manage high risk investment strategies and complex products + Evaluate resources to monitor risk… more