- USAA (Plano, TX)
- …truly makes us special and impactful. **The Opportunity** We are seeking a Risk and Compliance Advisor Senior to join our team. This role requires a deep ... distribution channels, regulations, and third-party operations. + Communicates results of risk and compliance work to governance committees, business process… more
- Capital One (Mclean, VA)
- HR Risk Management Advisor , Global Expansion Services- Senior Manager Senior HR Risk Management: Global Expansion Services - Risk Advisor The ... Global Expansion Services HR Risk Advisor will be aligned to the International Talent Expansion...Advisor will also partner with Legal and ERM ( Compliance , ORM, International Risk , etc.) to ensure… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …regulatory issues. + Researches, interprets, and translates regulatory rules and regulations for Senior Management. + Advises Senior Compliance Management on ... compliance activities are commensurate with the level of risk being mitigated. + Provides escalated support and guidance...and address potential compliance problems. + Researches compliance issues. + Alerts Senior Management of… more
- USAA (Phoenix, AZ)
- …what truly makes us special and impactful. **The Opportunity** As a dedicated **Business Risk and Controls Advisor Senior ** , positioned in **Shared Services ... advisor to Business Operations, Process Owners, IT, Compliance , and Risk Management, influencing through strong...of influencing senior leaders and collaborating with Compliance , Risk Management, Business Operations, Audit, and… more
- Vanguard (Malvern, PA)
- We are seeking a strategic and experienced Senior Risk Advisor within the Financial Advisor Services division to support the Sales and Distribution ... transformation initiatives. This role will serve as a trusted advisor to senior leadership, helping to identify,...leadership to proactively identify and assess operational, strategic, and compliance risks. + Develop and maintain risk … more
- Capital One (Mclean, VA)
- Senior Manager, Operational Risk Advisor Do you like a fast-paced work environment, engaging as a leader in Capital One's second line of defense for ... operational risk management? As a Senior Operational Risk Advisor (ORA)...opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital… more
- Capital One (Mclean, VA)
- Senior Associate, Finance Product and Data Solutions Risk Advisor Capital One is seeking a motivated professional for a Senior Associate risk ... and influencing risk stakeholders, ie, 2nd line programs, other risk offices, compliance , internal audit, and regulators. FRM strives to enable a strong… more
- Vanguard (Malvern, PA)
- As a Senior Divisional Risk Advisor ,...risk management and control design, with expertise in compliance and second-line risk domains. + Proven ... you will serve as a trusted partner providing operational risk expertise and strategic guidance for our college savings...529 Plans. In this role, you will deliver effective risk oversight and assurance services, ensuring alignment with enterprise… more
- Capital One (New York, NY)
- Senior Manager, Compliance Advisor - Retail Bank The Senior Manager, Compliance Advisor - Retail Bank performs a key risk management role ... Compliance Management Program framework, the Retail Bank Compliance Advisor is responsible for delivering quality...party compliance + Maintain expert understanding of Compliance Risk Management Framework and applicable laws… more
- Truist (Richmond, VA)
- …facilitate and monitor risk governance mechanisms, including but not limited to, Compliance Risk and Control Self-Assessment (C-RCSA), Risk and Control ... risk aggregation, key risks and emerging risks to senior Business Unit Leadership. Identify and opine on remediation...BU, and ensure appropriate remediation. + In conjunction with Compliance Risk Management and Legal, monitor BU… more